SEC Company Response from SUI Group Holdings Ltd. (SUIG) (CIK 0001425355) (SUIG) — Aug 17, 2016
SUI Group Holdings Ltd. (SUIG) (CIK 0001425355)
Date: Aug. 17, 2016 · CIK: 0001425355 · Accession: 0000721748-16-001587
AI Filing Summary & Sentiment
Reasoning
Letter
VIA EDGAR Division of Investment Management, 3 World Financial Center New York, NY 10281 Re: Mill City Ventures III, Ltd. (the “Company”) Annual Report on Form 10-K for the year ended December 31, 2015
Dear Ms. Miller:
Concurrent with this letter we are filing an amendment to the above-referenced Annual Report on Form 10-K, as requested. In particular, this amendment includes updated language in the audit opinion that specifically refers to the confirmation of investments by the Company’s independent registered public accounting firm, an updated schedules of investments (including a schedule of investments as at December 31, 2014), and financial highlights for each year or partial year during which the Company was subject to the Investment Company Act of 1940.
* * * * *
In connection with the filing of the amendment, the Company hereby acknowledges as follows:
[1] the Company is responsible for the adequacy and accuracy of the disclosure in the Company’s filings;
[2] staff comments or changes to disclosure in response to staff comments do not foreclose the Commission from taking any action with respect to the filing; and
[3] the Company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Should you have additional comments or questions, please direct them to the undersigned by telephone at (612) 672-8305.
Very truly yours,
Paul D. Chestovich
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Paul D. Chestovich
Direct Dial: (612) 672-8305
Direct Fax: (612) 642-8305
paul.chestovich@maslon.com
August 16, 2016
VIA
EDGAR
Ms. Megan Miller
Staff Accountant
U.S. Securities and Exchange Commission
Division of Investment Management,
Disclosure and Review Office
3 World Financial Center
New York, NY 10281
Re:
Mill
City Ventures III, Ltd. (the “Company”)
Annual
Report on Form 10-K for the year ended December 31, 2015
Dear Ms. Miller:
Concurrent with this letter we are filing
an amendment to the above-referenced Annual Report on Form 10-K, as requested. In particular, this amendment includes updated language
in the audit opinion that specifically refers to the confirmation of investments by the Company’s independent registered
public accounting firm, an updated schedules of investments (including a schedule of investments as at December 31, 2014), and
financial highlights for each year or partial year during which the Company was subject to the Investment Company Act of 1940.
* * * * *
In connection with the filing of the
amendment, the Company hereby acknowledges as follows:
[1] the
Company is responsible for the adequacy and accuracy of the disclosure in the Company’s
filings;
[2] staff
comments or changes to disclosure in response to staff comments do not foreclose the
Commission from taking any action with respect to the filing; and
[3] the
Company may not assert staff comments as a defense in any proceeding initiated by the
Commission or any person under the federal securities laws of the United States.
Should you have additional comments
or questions, please direct them to the undersigned by telephone at (612) 672-8305.
Very truly yours,
Paul D. Chestovich
cc: Joseph A. Geraci, II
Douglas M. Polinsky
Daniel Ryweck