SEC Company Response from BRC Group Holdings, Inc. (RILY, RILYG, RILYL, RILYN, RILYP, RILYT, RILYZ) (CIK 0001464790) (RILY) — Jun 30, 2015
BRC Group Holdings, Inc. (RILY, RILYG, RILYL, RILYN, RILYP, RILYT, RILYZ) (CIK 0001464790)
Date: June 30, 2015 · CIK: 0001464790 · Accession: 0001615774-15-001657
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-203534
Letter
VIA EDGAR AND EMAIL United States Securities and Exchange Commission Division of Corporation Finance B. Riley Financial, Inc. Amendment No. 1 to Registration Statement on Form S-3 File No. 333-203534 Request for Acceleration
Dear Ms. Ransom, Ms. Kohl and Mr. Anderegg:
Pursuant to Rule 461 of the Securities Act of 1933, as amended, B. Riley Financial, Inc., a Delaware corporation (the “Company”), hereby requests that the Securities and Exchange Commission (“Commission”) take appropriate action to cause the above-referenced Registration Statement to become effective at 5:00 PM Eastern Time on July 2, 2015, or as soon thereafter as possible.
The Company hereby acknowledges that:
Should the Commission or the staff of the Commission (the “Staff”), acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;
The action of the Commission or the Staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
The Company may not assert Staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Please contact Scott Stanton of Morrison & Foerster LLP at (858) 720-5141 should you have any questions or require additional information regarding this request.
Very truly yours,
B. RILEY FINANCIAL, INC.
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21860 Burbank Boulevard,
Suite 300 South
Woodland Hills, CA 91367
Tel: (818) 884-3737
www.brileyfin.com
VIA EDGAR AND EMAIL
June 30, 2015
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, DC 20549
Attn: Ms. Mara L. Ransom, Ms. Lisa Kohl and Mr. Scott Anderegg
Re:
B. Riley Financial, Inc.
Amendment No. 1 to Registration Statement on Form S-3
File No. 333-203534
Request for Acceleration
Dear Ms. Ransom, Ms. Kohl and Mr. Anderegg:
Pursuant to Rule 461 of the Securities
Act of 1933, as amended, B. Riley Financial, Inc., a Delaware corporation (the “Company”), hereby requests that
the Securities and Exchange Commission (“Commission”) take appropriate action to cause the above-referenced
Registration Statement to become effective at 5:00 PM Eastern Time on July 2, 2015, or as soon thereafter as possible.
The Company hereby acknowledges that:
Should the Commission or the staff of the Commission (the “Staff”),
acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action
with respect to the filing;
The action of the Commission or the Staff, acting pursuant to delegated
authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy
of the disclosure in the filing; and
The Company may not assert Staff comments and the declaration of
effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the
United States.
Please contact Scott Stanton of Morrison
& Foerster LLP at (858) 720-5141 should you have any questions or require additional information regarding this request.
Very truly yours,
B. RILEY FINANCIAL, INC.
/s/ Phillip Ahn
Name: Phillip Ahn
Title: Chief Financial Officer
cc: Morrison & Foerster LLP