SEC Company Response from CytomX Therapeutics, Inc. (CTMX) (CIK 0001501989) (CTMX) — Oct 5, 2015
CytomX Therapeutics, Inc. (CTMX) (CIK 0001501989)
Date: Oct. 5, 2015 · CIK: 0001501989 · Accession: 0001193125-15-337565
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File numbers found in text: 333-206658
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CORRESP
1
filename1.htm
Correspondence
SIDLEY AUSTIN LLP
1001 PAGE MILL ROAD
BUILDING 1
PALO ALTO, CA 94304
(650) 565 7000
(650) 565 7100 FAX
BEIJING
BOSTON
BRUSSELS
CENTURY CITY
CHICAGO
DALLAS
GENEVA
FOUNDED 1866
HONG KONG
HOUSTON
LONDON
LOS ANGELES
NEW YORK
PALO ALTO
SAN FRANCISCO
SHANGHAI
SINGAPORE
SYDNEY
TOKYO
WASHINGTON, D.C
October 5, 2015
Via EDGAR and Courier
Securities and Exchange
Commission
Division of Corporation Finance
100 F Street,
N.E.
Washington, DC 20549
Attn: Ruairi Regan/Pamela Howell
Re:
Acceleration Request for CytomX Therapeutics, Inc.
Registration Statement on Form S-1 (File No. 333-206658)
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, we attach the requests of our client, CytomX Therapeutics, Inc., and of the
underwriters that the effectiveness of the above-referenced Registration Statement be accelerated to 4:00 P.M., Washington, D.C. time, on October 7, 2015, or as soon as practicable thereafter. We ask, however, that the Securities and
Exchange Commission staff not accelerate such effectiveness until we speak with you on that date.
Please direct any questions to me
by telephone ((650) 565-7111) or by e-mail (szucker@sidley.com) or my colleague, Robert A. Ryan, by telephone ((212) 839-5931) or by e-mail (rryan@sidley.com).
Sincerely,
/s/ Sam Zucker
Sam Zucker, Esq.
(Attachments)
Sidley Austin (CA) LLP is
a Delaware limited liability partnership doing business as Sidley Austin LLP and practicing in affiliation with other Sidley Austin partnerships
[CytomX Therapeutics, Inc. Letterhead]
October 5, 2015
Via
EDGAR and Courier
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, DC 20549
Attn: Ruairi Regan/Pamela Howell
Re:
Acceleration Request for CytomX Therapeutics, Inc.
Registration Statement on Form S-1 (File No. 333-206658)
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, CytomX Therapeutics, Inc. (the “Company”), hereby requests that
the effective date of the Company’s Registration Statement on Form S-1, Registration Number 333-206658 (the “Registration Statement”) be accelerated so that the Company’s Registration Statement will become effective at 4:00 P.M.,
Washington, D.C. time, on October 7, 2015, or as soon thereafter as practicable. In this regard, the Company is aware of its obligations under the Securities Act as they relate to the above-referenced Registration Statement and acknowledges:
•
should the Securities and Exchange Commission (the “SEC”) or its staff (the “Staff”), acting pursuant to delegated authority, declare the Registration Statement effective, it does not foreclose the
Commission from taking any action with respect to the Registration Statement;
•
the action of the Commission or the Staff, acting pursuant to delegated authority, in declaring the Registration Statement effective, does not relieve the Company from its full responsibility for the adequacy and
accuracy of the disclosure in the Registration Statement; and
•
the Company may not assert Staff comments and the declaration of the Registration Statement’s effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws
of the United States.
It would be appreciated if, as soon as the Registration Statement is declared effective, you would so
inform Sam Zucker of Sidley Austin LLP at (650) 565-7111.
Very truly yours,
/s/ Cynthia J. Ladd
Cynthia J. Ladd, Esq.
MERRILL LYNCH, PIERCE, FENNER & SMITH
INCORPORATED
One Bryant Park
New York, New York 10036
JEFFERIES LLC
520 Madison Avenue
New York, New York 10022
COWEN AND COMPANY, LLC
599 Lexington Avenue, 27th Floor
New York, New York 10022
VIA EDGAR
October 5, 2015
U.S. Securities and Exchange Commission
Division of Corporation Finance
100 F. Street, N.E. Washington,
D.C. 20549-3628
Attention:
John Reynolds
Ruairi Regan
Pamela Howell
Re:
CytomX Therapeutics, Inc. Registration Statement on Form S-1
File No. 333-206658
Acceleration Request
Ladies and Gentlemen:
As representatives of the several underwriters of the proposed public offering of 6,666,667 shares of common stock of CytomX Therapeutics, Inc.
(the “Company”), we hereby join the Company’s request to accelerate the date of the above-referenced Registration Statement, as then amended, effective as of 4:00 p.m. (New York time) on October 7, 2015, or as soon thereafter as
is practicable.
Pursuant to Rule 460 under the Securities Act of 1933, as amended, we wish to advise you that we have distributed
approximately 1,709 copies of the Company’s preliminary prospectus, dated September 28, 2015, through the date hereof, to underwriters, dealers, institutions and others. The undersigned have been informed by the participating underwriters
that they have complied and will continue to comply with Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
(Signature
Page Follows)
Very truly yours,
MERRILL LYNCH, PIERCE, FENNER & SMITH
INCORPORATED
JEFFERIES LLC
COWEN AND
COMPANY, LLC
As representatives of the several underwriters
By:
MERRILL LYNCH, PIERCE, FENNER & SMITH
INCORPORATED
By:
/s/ Bradley Wolff
Name: Bradley Wolff
Title: Managing Director
By:
JEFFERIES LLC
By:
/s/ Ashley Delp Walker
Name: Ashley Delp Walker
Title: Managing Director
By:
COWEN AND COMPANY, LLC
By:
/s/ Jason Fenton
Name: Jason Fenton
Title: Managing Director