Correspondence 0001213900-23-009061 from B. Riley Securities, Inc. (CIK 0001505748)

B. Riley Securities, Inc. (CIK 0001505748)
Date: Feb. 7, 2023 · CIK: 0001505748 · Accession: 0001213900-23-009061

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AI Filing Summary & Sentiment

Date

February 7, 2023

Author

Officer

Form

CORRESP

Company

B. Riley Securities, Inc. (CIK 0001505748)

Letter

VIA EDGAR Division of Corporation Finance Washington, D.C. 20549-3561 Filed February 7, 2023 Accession Number: 0001213900-23-009008

Re: B. Riley Securities, Inc. (CIK: 0001505748) Form 13F-HR

Dear Sir/Madam:

On behalf of our client, B. Riley Securities, Inc. (the “Company”), I hereby respectfully request that the Securities and Exchange Commission delete the Form 13F-HR (the “Form 13F-HR”) which was erroneously filed with the wrong filer CIK 0001505748 B. Riley Securities, Inc. due to a clerical error by the financial printer on February 7, 2023, under Accession Number 0001213900-23-009008. The Form 13F-HR was not authorized for filing for B. Riley Securities, Inc.

We have been advised by the financial printer that the Form 13F-HR has been re-submitted on EDGAR under the correct filer CIK 0001464790 B. Riley Financial, Inc. Thank you for your kind attention to this matter.

If there are any questions or issues regarding this request please do not hesitate to contact the undersigned at (310) 689-5223.

Very Truly
Yours,
/s/
Alec Oval

Show Raw Text

CORRESP
1
filename1.htm

VIA
EDGAR

February 7, 2023

Division
of Corporation Finance

Securities
& Exchange Commission

100
F Street, N.E.

Washington,
D.C. 20549-3561

    Re:
    B.
    Riley Securities, Inc. (CIK: 0001505748) Form
                                            13F-HR

Filed
February 7, 2023

Accession
Number: 0001213900-23-009008

Dear
Sir/Madam:

On
behalf of our client, B. Riley Securities, Inc. (the “Company”), I hereby respectfully request that the Securities and Exchange
Commission delete the Form 13F-HR (the “Form 13F-HR”) which was erroneously filed with the wrong filer CIK 0001505748 B.
Riley Securities, Inc. due to a clerical error by the financial printer on February 7, 2023, under Accession Number 0001213900-23-009008.
The Form 13F-HR was not authorized for filing for B. Riley Securities, Inc.

We
have been advised by the financial printer that the Form 13F-HR has been re-submitted on EDGAR under the correct filer CIK 0001464790
B. Riley Financial, Inc. Thank you for your kind attention to this matter.

If
there are any questions or issues regarding this request please do not hesitate to contact the undersigned at (310) 689-5223.

    Very Truly
    Yours,

    /s/
    Alec Oval

    Name:
    Alec Oval

    Title: Compliance
    Officer

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