SEC Company Response from Rezolute, Inc. (RZLT) (CIK 0001509261) (RZLT) — Nov 7, 2017
Rezolute, Inc. (RZLT) (CIK 0001509261)
Date: Nov. 7, 2017 · CIK: 0001509261 · Accession: 0001144204-17-056696
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-220585
Referenced dates: November 6, 2017
Letter
Division of Corporation Finance Office of Healthcare & Insurance Securities and Exchange Commission Attention: Dorrie Hale and Suzanne Hayes AntriaBio, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed October 31, 2017 File No. 333-220585
Re: Responses to the Securities and Exchange Commission
Dear Ms. Yale and Ms. Hayes:
This letter responds to the staff’s comments set forth in the November 6, 2017 letter regarding the above-referenced Amendment No. 1 to Registration Statement on Form S-1 (the “Registration Statement”). For your convenience, the Staff’s comments are included below and we have numbered our responses accordingly.
In some of the responses, we have agreed to change or supplement the disclosures in future filings. We are doing so in the spirit of cooperation with the staff of the Securities and Exchange Commission, and not because we believe our prior filing is materially deficient or inaccurate. Accordingly, any changes implemented in future filings should not be taken as an admission that prior disclosures were in any way deficient. We have also indicated in some responses that we believe no change in disclosure is appropriate, and have explained why. Our responses are as follows:
Amendment No. 1 to Registration Statement on Form S-1
Documents Incorporated by Reference, page 30
Staff Comment No. 1.
Please revise your incorporation by reference section to incorporate the Form 8-K filed on November 3, 2017.
AntriaBio, Inc.’s Response:
We have updated the “Documents Incorporated by Reference” section in the Amendment to incorporate the 8-Ks we’ve subsequently filed.
Division of Corporation Finance
Office of Healthcare & Insurance
Securities and Exchange Commission
November 7, 2017
Page 2
* * * * *
AntriaBio, Inc. hereby acknowledges that:
· AntriaBio, Inc. is responsible for the adequacy and accuracy of the disclosure in the filing.
· Staff comments or changes to disclosure in response to staff comments do not foreclose the Commission from taking any action with respect to the filing.
· AntriaBio, Inc. may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Thank you for your review of the filing. If you should have any questions regarding the response letter, please do not hesitate to contact the undersigned at 303-222-2128, or Anthony Epps of Dorsey & Whitney LLP at (303) 352-1109.
Sincerely,
AntriaBio, Inc.
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CORRESP
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filename1.htm
November 7, 2017
Division of Corporation Finance
Office of Healthcare & Insurance
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Attention: Dorrie Hale and Suzanne Hayes
Re: Responses to the Securities and Exchange Commission
Staff Comments dated November 6, 2017, regarding
AntriaBio, Inc.
Amendment No. 1 to Registration Statement on Form S-1
Filed October 31, 2017
File No. 333-220585
Dear Ms. Yale and Ms. Hayes:
This letter responds
to the staff’s comments set forth in the November 6, 2017 letter regarding the above-referenced Amendment No. 1 to Registration
Statement on Form S-1 (the “Registration Statement”). For your convenience, the Staff’s comments
are included below and we have numbered our responses accordingly.
In some of the responses,
we have agreed to change or supplement the disclosures in future filings. We are doing so in the spirit of cooperation with the
staff of the Securities and Exchange Commission, and not because we believe our prior filing is materially deficient or inaccurate.
Accordingly, any changes implemented in future filings should not be taken as an admission that prior disclosures were in any way
deficient. We have also indicated in some responses that we believe no change in disclosure is appropriate, and have explained
why. Our responses are as follows:
Amendment No. 1 to
Registration Statement on Form S-1
Documents Incorporated
by Reference, page 30
Staff Comment No. 1.
Please revise your incorporation
by reference section to incorporate the Form 8-K filed on November 3, 2017.
AntriaBio, Inc.’s Response:
We have updated the
“Documents Incorporated by Reference” section in the Amendment to incorporate the 8-Ks we’ve subsequently filed.
Division of Corporation Finance
Office of Healthcare & Insurance
Securities and Exchange Commission
November 7, 2017
Page 2
* * * * *
AntriaBio, Inc. hereby acknowledges that:
· AntriaBio, Inc. is responsible for the adequacy and accuracy of the disclosure in the filing.
· Staff comments or changes to disclosure in response to staff comments do not foreclose the Commission from taking any action
with respect to the filing.
· AntriaBio, Inc. may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under
the federal securities laws of the United States.
Thank you for your review of the filing. If you should have
any questions regarding the response letter, please do not hesitate to contact the undersigned at 303-222-2128, or Anthony Epps
of Dorsey & Whitney LLP at (303) 352-1109.
Sincerely,
AntriaBio, Inc.
/s/ Nevan Elam
Nevan Elam
Chief Executive Officer
cc: Anthony Epps, Dorsey & Whitney LLP
Michael Weiner, Dorsey & Whitney LLP