Correspondence 0001445546-24-001780 from FIRST TRUST EXCHANGE-TRADED FUND IV (CIK 0001517936)
FIRST TRUST EXCHANGE-TRADED FUND IV (CIK 0001517936)
Date: March 6, 2024 · CIK: 0001517936 · Accession: 0001445546-24-001780
AI Filing Summary & Sentiment
File numbers found in text: 333-174332, 811-22559
Letter
VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust Exchange-Traded Fund IV (the “Trust”) File Nos. 333-174332; 811-22559
Dear Ms. Rowland:
This letter responds to your supplemental comment regarding the registration statement filed on Form N-1A for First Trust Exchange-Traded Fund IV (the “Registrant” or “Trust”) with the staff of the Securities and Exchange Commission (the “Staff”) on November 20, 2023 (the “Registration Statement”). The Registration Statement relates to the FT Vest Dow Jones Internet & Target Income ETF (the “Fund”), a series of the Trust. Capitalized terms used herein, but not otherwise defined, have the meanings ascribed to them in the Registration Statement.
Comment 1 – Exhibits
The sub-licensing agreement is a material agreement of the Trust. Please file the sub-licensing agreement as an exhibit to the Registration Statement.
Response to Comment 1
The Registrant confirms that it will file the sub-licensing agreement as an exhibit to the Registration Statement.
********
Please call me at (312) 845-3484 if you have any questions or issues you would like to discuss regarding these matters.
Sincerely yours,
Chapman and Cutler
llp
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CORRESP
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Chapman and Cutler LLP
320 South Canal Street, 27th Floor
Chicago, Illinois 60606
T 312.845.3000
F 312.701.2361
www.chapman.com
March 6, 2024
VIA EDGAR
CORRESPONDENCE
Emily Rowland
United States Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Re:
First Trust Exchange-Traded Fund IV (the “Trust”)
File Nos. 333-174332; 811-22559
Dear Ms. Rowland:
This letter responds
to your supplemental comment regarding the registration statement filed on Form N-1A for First Trust Exchange-Traded Fund IV (the “Registrant”
or “Trust”) with the staff of the Securities and Exchange Commission (the “Staff”) on November 20,
2023 (the “Registration Statement”). The Registration Statement relates to the FT Vest Dow Jones Internet & Target
Income ETF (the “Fund”), a series of the Trust. Capitalized terms used herein, but not otherwise defined, have the
meanings ascribed to them in the Registration Statement.
Comment
1 – Exhibits
The sub-licensing
agreement is a material agreement of the Trust. Please file the sub-licensing agreement as an exhibit to the Registration Statement.
Response
to Comment 1
The Registrant confirms
that it will file the sub-licensing agreement as an exhibit to the Registration Statement.
********
Please call me at
(312) 845-3484 if you have any questions or issues you would like to discuss regarding these matters.
Sincerely yours,
Chapman and Cutler
llp
By:
/s/ Morrison C. Warren
Morrison C. Warren
-2-