SEC Comment Letter for HomeStreet, Inc. (HMST) (CIK 0001518715) (MCHB) — May 14, 2019
HomeStreet, Inc. (HMST) (CIK 0001518715)
Date: May 14, 2019 · CIK: 0001518715 · Accession: 0000000000-19-008433
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 001-35424
Letter
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE May 13, 201 9 Mark K. Mason Chairman of the Board, President and Chief Executive Officer HomeStreet, Inc. 601 Union Street, S uite 2000 Seattle, WA 98101
Re: HomeStreet , Inc. PRE R14A preliminary proxy statement filing made on Schedule 14A Filed on May 10 , 2019 by HomeStreet , Inc. File No. 001-35424
Dear M r. Mason ,
We have reviewed the above -captioned filing , and have the following comment . Our comment may ask for additional information so that we may better understand the disclosure.
Please respond to this letter by amending the filing and/or by providing the requested information. If you do not believe our comment applies to your facts and circumstances , and/or do not believe an amendment is appropriate, please tell us why in a written response.
After reviewing any amendment to the filing and any information provide d in response to th is comment , we may have additional commen ts.
Schedule 14A
1. The placeholder included for purposes of disc losing the record date continues to be blank. Rule 14a -13, by its terms, mandat es that the registrant shall conduct the inquiry required by Rule 14a -13(a)(1) “at least 20 business days prior to the record date of the meeting of security holders .” Please advise us how HomeStreet complied with , or intends to comply with, Rule 14a -13(a)(3) .
We remind you that the registrant is responsible for the accuracy and adequacy of its disclosures, notwithstanding any review, comments, action or absence of action by the staff.
You may contact me at (202) 551 -3266 with any questions.
Mark K. Mason HomeStreet , Inc. May 13, 201 9 Page 2
Sincerely,
/s/ Nicholas P. Panos
Show Raw Text
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
DIVISION OF
CORPORATION FINANCE
May 13, 201 9
Mark K. Mason
Chairman of the Board, President and
Chief Executive Officer
HomeStreet, Inc.
601 Union Street, S uite 2000
Seattle, WA 98101
Re: HomeStreet , Inc.
PRE R14A preliminary proxy statement filing made on Schedule 14A
Filed on May 10 , 2019 by HomeStreet , Inc.
File No. 001-35424
Dear M r. Mason ,
We have reviewed the above -captioned filing , and have the following comment . Our
comment may ask for additional information so that we may better understand the disclosure.
Please respond to this letter by amending the filing and/or by providing the requested
information. If you do not believe our comment applies to your facts and circumstances , and/or do
not believe an amendment is appropriate, please tell us why in a written response.
After reviewing any amendment to the filing and any information provide d in response to th is
comment , we may have additional commen ts.
Schedule 14A
1. The placeholder included for purposes of disc losing the record date continues to be blank.
Rule 14a -13, by its terms, mandat es that the registrant shall conduct the inquiry required by
Rule 14a -13(a)(1) “at least 20 business days prior to the record date of the meeting of
security holders .” Please advise us how HomeStreet complied with , or intends to comply
with, Rule 14a -13(a)(3) .
We remind you that the registrant is responsible for the accuracy and adequacy of its
disclosures, notwithstanding any review, comments, action or absence of action by the staff.
You may contact me at (202) 551 -3266 with any questions.
Mark K. Mason
HomeStreet , Inc.
May 13, 201 9
Page 2
Sincerely,
/s/ Nicholas P. Panos
Nicholas P. Panos
Senior Special Counsel
Office of Mergers & Acquisitions
cc: Beth E. Berg, Esq.
Kai H.E. Liekefett, Esq.