SEC Company Response from Carlyle Group (CG) — Apr 27, 2012
Carlyle Group Inc.
Date: April 27, 2012 · CIK: 0001527166 · Accession: 0000950123-12-006925
AI Filing Summary & Sentiment
File numbers found in text: 333-176685
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CORRESP
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corresp
VIA EDGAR
April 27, 2012
Re:
Acceleration Request for The Carlyle Group L.P.
Registration Statement on Form S-1 (File No. 333-176685)
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention: Chambre Malone, Esq.
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, we attach the requests of
our client, The Carlyle Group L.P., and of the underwriters that effectiveness of the
above-referenced Registration Statement be accelerated to 11:00 a.m., Washington D.C. time, on May
2, 2012, or as soon as practicable thereafter. We ask, however, that the Securities and Exchange
Commission staff not accelerate such effectiveness until we speak with you on that date.
Call me at (212) 455-3986 with any questions.
Very truly yours,
/s/ Joshua Ford Bonnie
Joshua Ford Bonnie
April 27, 2012
VIA EDGAR
Re:
The Carlyle Group L.P.
Registration Statement on Form S-1
File No. 333-176685
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention: Chambre Malone, Esq.
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, The Carlyle Group L.P. (the
“Partnership”) hereby requests that the effective date of the above-referenced Registration
Statement be accelerated so that it may become effective at 11:00 a.m., Washington, D.C. time, on
May 2, 2012, or as soon as possible thereafter. In this regard, the Partnership is aware of its
obligations under the Securities Act.
The Partnership acknowledges that:
•
should the Securities and Exchange Commission (the “Commission”) or the staff,
acting pursuant to delegated authority, declare the filing effective, it does not
foreclose the Commission from taking any action with respect to the filing;
•
the action of the Commission or the staff, acting pursuant to delegated
authority, in declaring the filing effective, does not relieve the Partnership from
its full responsibility for the adequacy and accuracy of the disclosure in the
filing; and
•
the Partnership may not assert staff comments and the declaration of
effectiveness as a defense in any proceeding initiated by the Commission or any
person under the federal securities laws of the United States.
Very truly yours,
THE CARLYLE GROUP L.P.
By:
Carlyle Group Management L.L.C., its general
partner
By:
/s/ Jeffrey W. Ferguson
Name: Jeffrey W. Ferguson
Title: Managing Director, General Counsel
April 27, 2012
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention: Chambre Malone, Esq.
Re:
The Carlyle Group L.P.
Registration Statement on Form S-1
Registration No. 333-176685
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby join in
the request of The Carlyle Group L.P. that the effective date of the above-referenced Registration
Statement be accelerated so that the Registration Statement will be declared effective at 11:00
a.m., Washington D.C. time, on Wednesday, May 2, 2012, or as soon thereafter as practicable.
In connection with the Preliminary Prospectus distribution for the above-mentioned issue, the
prospective underwriters have confirmed that they are complying with the requirements of Rule
15c2-8 under the Securities Exchange Act of 1934, as amended.
The following information with respect to the distribution of the Preliminary Prospectus dated
April 13, 2012 is furnished pursuant to Rule 460 of the Rules and Regulations of the Commission
under the Securities Act of 1933, as amended, in connection with the request for acceleration of
the effective date of the Registration Statement.
The undersigned have effected approximately the following distribution of copies of the
Preliminary Prospectus, dated April 13, 2012, through the date hereof:
Preliminary Prospectus, dated April 13, 2012:
15,000 copies were distributed to prospective underwriters, institutional investors, dealers and
others.
Yours truly,
J.P. MORGAN SECURITIES LLC
CITIGROUP GLOBAL MARKETS INC.
CREDIT SUISSE SECURITIES (USA) LLC
As Representatives of the Several Underwriters
By: J.P. Morgan Securities LLC
By:
/s/ R. Ray Craig
Name: R. Ray Craig
Title: Executive Director
By: Citgroup Global Markets Inc.
By:
/s/ Shawn Munday
Name: Shawn Munday
Title: Director
By: Credit Suisse Securities (USA) LLC
By:
/s/ Joseph Lovell
Name: Joseph Lovell
Title: Director
[Signature
Page to Acceleration Request]