SEC Company Response from Ready Capital Corp (RC, RCD, RC-PC, RC-PE) (CIK 0001527590) (RC) — May 20, 2014
Ready Capital Corp (RC, RCD, RC-PC, RC-PE) (CIK 0001527590)
Date: May 20, 2014 · CIK: 0001527590 · Accession: 0001206774-14-001686
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-194551
Letter
United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Attention: Request for Acceleration of Effectiveness ZAIS Financial Corp. Registration Statement on Form S-3 (File No. 333-194551)
Re:
Dear Mr. Kluck:
In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended (the "Securities Act"), ZAIS Financial Corp. (the "Company") hereby requests that the effectiveness for the above-captioned Registration Statement on Form S-3 (as amended through the date hereof) filed under the Securities Act be accelerated to 4:00 p.m., New York City time, on May 21, 2014, or as soon thereafter as practicable. The Company hereby confirms that it is aware of its obligations under the Securities Act and the Securities Exchange Act of 1934, as amended.
The disclosure in the filing is the responsibility of the Company. The Company represents to the Securities and Exchange Commission (the "Commission") that should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing. The Company represents that it may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. The Company further acknowledges that the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosures in the filing.
[Signature Page Follows]
Sincerely,
ZAIS FINANCIAL CORP.
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CORRESP
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ZAIS Financial Corp.
Two Bridge
Avenue, Suite 322
Red Bank, New Jersey 07701-1106
May 20, 2014
United States Securities and Exchange
Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549-0404
Attention:
Thomas Kluck, Esq.
Jerard Gibson, Esq.
Re:
Request for Acceleration of
Effectiveness
ZAIS Financial Corp.
Registration Statement on Form
S-3
(File No.
333-194551)
Dear Mr. Kluck:
In accordance
with Rule 461 of the General Rules and Regulations under the Securities Act of
1933, as amended (the "Securities
Act"), ZAIS Financial Corp. (the
"Company")
hereby requests that the effectiveness for the above-captioned Registration
Statement on Form S-3 (as amended through the date hereof) filed under the
Securities Act be accelerated to 4:00 p.m., New York City time, on May 21, 2014,
or as soon thereafter as practicable. The Company hereby confirms that it is
aware of its obligations under the Securities Act and the Securities Exchange
Act of 1934, as amended.
The disclosure in the filing is the responsibility of the Company. The
Company represents to the Securities and Exchange Commission (the
"Commission") that should the Commission or the staff, acting pursuant to delegated
authority, declare the filing effective, it does not foreclose the Commission
from taking any action with respect to the filing. The Company represents that
it may not assert staff comments and the declaration of effectiveness as a
defense in any proceeding initiated by the Commission or any person under the
federal securities laws of the United States. The Company further acknowledges
that the action of the Commission or the staff, acting pursuant to delegated
authority, in declaring the filing effective, does not relieve the Company from
its full responsibility for the adequacy and accuracy of the disclosures in the
filing.
[Signature Page Follows]
Sincerely,
ZAIS FINANCIAL CORP.
By:
/s/ Michael Szymanski
Name:
Michael Szymanski
Title:
Chief Executive Officer and
President
[Signature Page to Acceleration Letter]