SEC Company Response from XTI Aerospace, Inc. (XTIA) (CIK 0001529113) (XTIA) — Apr 4, 2014
XTI Aerospace, Inc. (XTIA) (CIK 0001529113)
Date: April 4, 2014 · CIK: 0001529113 · Accession: 0001398432-14-000138
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-191648
Letter
Wellington Shields & Co., LLC
Dougherty & Company LLC
140 Broadway
90 South Seventh Street, Suite 4300
New York, New York 10005
Minneapolis, Minnesota 55402
April 4, 2014
Securities and Exchange Commission
100 F. Street, N.E.
Washington, D.C. 20549
Attn: Barbara C. Jacobs
Re: Sysorex Global Holdings Corp.
Registration Statement on Form S-1
File No. 333-191648
Ladies and Gentlemen:
In accordance with the provisions of Rule 460 under the Securities Act of 1933, as amended, Wellington Shields & Co., LLC and Dougherty & Company LLC, as managing underwriters of the proposed offering of 3,333,333 shares of common stock of Sysorex Global Holdings Corp. (the “Company”), distributed copies of the Preliminary Prospectus dated April 4, 2014 as follows:
(1)
75 copies to institutions;
(2)
10 copies to FINRA members; and
(3)
151 copies to individual investors.
We have been informed by participating dealers that, in accordance with Rule 15c2-8 under the Securities Exchange Act of 1934, copies of the Preliminary Prospectus, dated April 4, 2014, are being distributed to all persons to whom it is expected confirmations of a sale will be sent; and we likewise so distribute copies to all customers of ours.
We have adequate capital to underwrite a “firm commitment.”
In connection with the above referenced Registration Statement on Form S-1 of the Company, the undersigned hereby joins the request of the Company that the effectiveness of the above referenced Registration Statement be accelerated to 4:00 p.m. Eastern time on April 8, 2014, or as soon thereafter as practicable.
Very truly yours,
Wellington Shields & Co., LLC
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CORRESP 1 filename1.htm CORRESP Wellington Shields & Co., LLC Dougherty & Company LLC 140 Broadway 90 South Seventh Street, Suite 4300 New York, New York 10005 Minneapolis, Minnesota 55402 April 4, 2014 Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Attn: Barbara C. Jacobs Re: Sysorex Global Holdings Corp. Registration Statement on Form S-1 File No. 333-191648 Ladies and Gentlemen: In accordance with the provisions of Rule 460 under the Securities Act of 1933, as amended, Wellington Shields & Co., LLC and Dougherty & Company LLC, as managing underwriters of the proposed offering of 3,333,333 shares of common stock of Sysorex Global Holdings Corp. (the “Company”), distributed copies of the Preliminary Prospectus dated April 4, 2014 as follows: (1) 75 copies to institutions; (2) 10 copies to FINRA members; and (3) 151 copies to individual investors. We have been informed by participating dealers that, in accordance with Rule 15c2-8 under the Securities Exchange Act of 1934, copies of the Preliminary Prospectus, dated April 4, 2014, are being distributed to all persons to whom it is expected confirmations of a sale will be sent; and we likewise so distribute copies to all customers of ours. We have adequate capital to underwrite a “firm commitment.” In connection with the above referenced Registration Statement on Form S-1 of the Company, the undersigned hereby joins the request of the Company that the effectiveness of the above referenced Registration Statement be accelerated to 4:00 p.m. Eastern time on April 8, 2014, or as soon thereafter as practicable. Very truly yours, Wellington Shields & Co., LLC By: /s/Ed Cabrera Name: Ed Cabrera Title: Head of Investment Banking Dougherty & Company LLC By: /s/ Jacob Dubois Name: Jacob Dubois Title: Senior Vice President