SEC Company Response from Oportun Financial Corp (OPRT) (CIK 0001538716) (OPRT) — Sep 23, 2019
Oportun Financial Corp (OPRT) (CIK 0001538716)
Date: Sept. 23, 2019 · CIK: 0001538716 · Accession: 0001193125-19-251946
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-232685
Letter
September 23, 2019
VIA EDGAR
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, DC 20549
Attn: Erin Purnell
Michael Clampitt
David Irving
Gus Rodriguez
Re: Oportun Financial Corporation
Registration Statement on Form S-1, as amended (File No. 333-232685)
Request for Acceleration of Effective Date
Ladies and Gentlemen:
In accordance with Rule 461 under the Securities Act of 1933, as amended (the “Act”), we, as representatives of the several underwriters (the “Underwriters”), hereby join in the request of Oportun Financial Corporation (the “Company”) with respect to the effective time of the above-referenced Registration Statement so that it will become effective 4:00 p.m. Eastern time, on September 25, 2019 or as soon thereafter as practicable, or at such other time as the Company or its outside counsel, Cooley LLP, may orally request via telephone call that such Registration Statement be declared effective.
In connection with this acceleration request and pursuant to Rule 460 under the Act, we, as representatives of the several underwriters, wish to advise you that approximately 1,115 copies of the Preliminary Prospectus included in the above-named Registration Statement, as amended, were distributed during the period from September 16, 2019 through the date hereof, to prospective underwriters, institutions, dealers and others.
We, the undersigned, as representatives of the several Underwriters, have complied and will comply, and we have been informed by the participating Underwriters that they have complied and will comply, with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
[Remainder of Page Intentionally Left Blank]
Very truly yours,
Barclays Capital Inc.
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CORRESP
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filename1.htm
CORRESP
September 23, 2019
VIA EDGAR
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, DC 20549
Attn:
Erin Purnell
Michael Clampitt
David Irving
Gus Rodriguez
Re:
Oportun Financial Corporation
Registration Statement on Form S-1, as amended (File No. 333-232685)
Request for Acceleration of Effective Date
Ladies and Gentlemen:
In accordance with Rule
461 under the Securities Act of 1933, as amended (the “Act”), we, as representatives of the several underwriters (the “Underwriters”), hereby join in the request of Oportun Financial Corporation (the
“Company”) with respect to the effective time of the above-referenced Registration Statement so that it will become effective 4:00 p.m. Eastern time, on September 25, 2019 or as soon thereafter as practicable, or at such other
time as the Company or its outside counsel, Cooley LLP, may orally request via telephone call that such Registration Statement be declared effective.
In connection with this acceleration request and pursuant to Rule 460 under the Act, we, as representatives of the several underwriters, wish
to advise you that approximately 1,115 copies of the Preliminary Prospectus included in the above-named Registration Statement, as amended, were distributed during the period from September 16, 2019 through the date hereof, to prospective
underwriters, institutions, dealers and others.
We, the undersigned, as representatives of the several Underwriters, have complied and
will comply, and we have been informed by the participating Underwriters that they have complied and will comply, with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
[Remainder of Page Intentionally Left Blank]
Very truly yours,
Barclays Capital Inc.
J.P. Morgan
Securities LLC
Jefferies LLC
on behalf of themselves and as representatives of the Underwriters
BARCLAYS CAPITAL INC.
By:
/s/ Jaime Cohen
Name: Jaime Cohen
Title: Managing Director
J.P. MORGAN SECURITIES LLC
By:
/s/ Drummond S. Rice
Name: Drummond S. Rice
Title: Executive Director
JEFFERIES LLC
By:
/s/ Andrea H. Lee
Name: Andrea H. Lee
Title: Managing Director