SEC Company Response from Triumph Financial, Inc. (TFIN, TFINP) (CIK 0001539638) (TFIN) — Nov 4, 2014
Triumph Financial, Inc. (TFIN, TFINP) (CIK 0001539638)
Date: Nov. 4, 2014 · CIK: 0001539638 · Accession: 0001193125-14-395486
AI Filing Summary & Sentiment
File numbers found in text: 333-198838
Letter
Acceleration Request - Underwriter
Sandler O’Neill + Partners, L.P.
1251 Avenue of the Americas, 6th Floor
New York, NY 10020
November 4, 2014
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, DC 20549
Attention: Kathyrn McHale
Re: Triumph Bancorp, Inc.
Registration Statement on Form S-1
Registration No. 333-198838
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned, as representatives of the several underwriters of Triumph Bancorp, Inc.’s proposed initial public offering of its common stock, we hereby join Triumph Bancorp, Inc.’s request for acceleration of the above-referenced Registration Statement, requesting acceleration of the effective date to 12:00 p.m. (Eastern time) on November 6, 2014, or as soon thereafter as is practicable.
In accordance with Rule 460 under the Securities Act of 1933, as amended, and in connection with the foregoing, please be advised that we have distributed approximately 2,717 copies of the Preliminary Prospectus dated October 27, 2014 (the “Preliminary Prospectus”).
The undersigned confirm that they have complied with and will continue to comply with, and that they have been informed by the participating underwriters and dealers that they have complied with and will continue to comply with, Rule 15c2-8 under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
[Signature page follows]
Very truly yours,
Sandler O’Neill + Partners, L.P.
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CORRESP 1 filename1.htm Acceleration Request - Underwriter Sandler O’Neill + Partners, L.P. 1251 Avenue of the Americas, 6th Floor New York, NY 10020 November 4, 2014 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Kathyrn McHale Re: Triumph Bancorp, Inc. Registration Statement on Form S-1 Registration No. 333-198838 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned, as representatives of the several underwriters of Triumph Bancorp, Inc.’s proposed initial public offering of its common stock, we hereby join Triumph Bancorp, Inc.’s request for acceleration of the above-referenced Registration Statement, requesting acceleration of the effective date to 12:00 p.m. (Eastern time) on November 6, 2014, or as soon thereafter as is practicable. In accordance with Rule 460 under the Securities Act of 1933, as amended, and in connection with the foregoing, please be advised that we have distributed approximately 2,717 copies of the Preliminary Prospectus dated October 27, 2014 (the “Preliminary Prospectus”). The undersigned confirm that they have complied with and will continue to comply with, and that they have been informed by the participating underwriters and dealers that they have complied with and will continue to comply with, Rule 15c2-8 under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue. [Signature page follows] Very truly yours, Sandler O’Neill + Partners, L.P. Evercore Group, L.L.C. Wells Fargo Securities, LLC SANDLER O’NEILL + PARTNERS, L.P. as Representative of the several Underwriters By: Sandler O’Neill + Partners Corp., the sole general partner By: /s/ Robert A. Kleinert Name: Robert A. Kleinert Title: Managing Principal EVERCORE GROUP, L.L.C. as Representative of the several Underwriters By: /s/ Jim Birle Name: Jim Birle Title: Senior Managing Director WELLS FARGO SECURITIES, LLC as Representative of the several Underwriters By: /s/ Neal Blinde Name: Neal Blinde Title: Managing Director