SEC Company Response from Triumph Financial, Inc. (TFIN, TFINP) (CIK 0001539638) (TFIN) — Sep 21, 2016
Triumph Financial, Inc. (TFIN, TFINP) (CIK 0001539638)
Date: Sept. 21, 2016 · CIK: 0001539638 · Accession: 0001193125-16-716078
AI Filing Summary & Sentiment
File numbers found in text: 333-213169
Letter
VIA EDGAR Office of Financial Services Division of Corporation Finance Re: Triumph Bancorp, Inc. Registration Statement on Form S-3 File No. 333-213169 Request for Acceleration
Dear Mr. King:
Reference is made to the Registration Statement on Form S-3 (File No. 333-213169) (the “Registration Statement”) filed by Triumph Bancorp, Inc. (the “Company”) with the U.S. Securities and Exchange Commission (the “Commission”) on August 16, 2016, as amended September 13, 2016 and September 21, 2016.
The Company hereby requests the Registration Statement be made effective at 12:00 p.m. New York City time on September 23, 2016, or as soon as practicable thereafter, in accordance with Rule 461 of the General Rules and Regulations promulgated under the U.S. Securities Exchange Act of 1933, as amended.
In connection with this request, the Company hereby acknowledges the following:
•
should the Commission or its staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;
•
the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
•
the Company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
If the Staff has any questions or comments concerning this letter, or if you require any additional information, please feel free to contact Mark F. Veblen of Wachtell, Lipton, Rosen & Katz at (212) 403-1396 or MFVeblen@wlrk.com.
Very truly yours,
TRIUMPH BANCORP, INC.
Show Raw Text
CORRESP 1 filename1.htm Acceleration Request [Letterhead of Triumph Bancorp, Inc.] September 21, 2016 VIA EDGAR Mr. Dietrich A. King Assistant Director Office of Financial Services Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Triumph Bancorp, Inc. Registration Statement on Form S-3 File No. 333-213169 Request for Acceleration Dear Mr. King: Reference is made to the Registration Statement on Form S-3 (File No. 333-213169) (the “Registration Statement”) filed by Triumph Bancorp, Inc. (the “Company”) with the U.S. Securities and Exchange Commission (the “Commission”) on August 16, 2016, as amended September 13, 2016 and September 21, 2016. The Company hereby requests the Registration Statement be made effective at 12:00 p.m. New York City time on September 23, 2016, or as soon as practicable thereafter, in accordance with Rule 461 of the General Rules and Regulations promulgated under the U.S. Securities Exchange Act of 1933, as amended. In connection with this request, the Company hereby acknowledges the following: • should the Commission or its staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; • the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and • the Company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. If the Staff has any questions or comments concerning this letter, or if you require any additional information, please feel free to contact Mark F. Veblen of Wachtell, Lipton, Rosen & Katz at (212) 403-1396 or MFVeblen@wlrk.com. Very truly yours, TRIUMPH BANCORP, INC. By: /s/ Aaron P. Graft Name: Aaron P. Graft Title: President and Chief Executive Officer cc: Wachtell, Lipton, Rosen & Katz Mark F. Veblen Triumph Bancorp, Inc. Adam D. Nelson, Executive Vice President and General Counsel