SEC Company Response from Stellus Capital Investment Corp (SCM) (CIK 0001551901) (SCM) — Nov 2, 2012
Stellus Capital Investment Corp (SCM) (CIK 0001551901)
Date: Nov. 2, 2012 · CIK: 0001551901 · Accession: 0001144204-12-059185
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-184195
Letter
STELLUS CAPITAL INVESTMENT CORPORATION
10000 Memorial Drive, Suite 500
Houston, TX 77024
November 2, 2012
VIA EDGAR
United States Securities and Exchange Commission
Division of Investment Management
100 F Street, N.E.
Washington, D.C. 20549
Attention: Larry Greene, Esq.
Re: Stellus Capital Investment Corporation
Registration Statement on Form N-2
File No. 333-184195
On behalf of Stellus Capital Investment Corporation (the “Registrant”) and pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, I hereby request acceleration of the effective date of the Registrant’s Registration Statement on Form N-2 to 4:00 p.m. Eastern Time on November 7, 2012, or as soon thereafter as is practicable.
The disclosure in the referenced filing is the responsibility of the Registrant. The Registrant represents to the U.S. Securities and Exchange Commission (the “Commission”) that should the Commission, or the staff acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing, and the Registrant represents that it will not assert staff comments or the action of the staff to declare the filing effective as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
The Registrant further acknowledges that the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective does not relieve the Registrant from its full responsibility for the adequacy and accuracy of the disclosures in the filing.
Should you have any questions concerning this request, please contact me at (713) 292-5400 or our counsel, Steven B. Boehm, at Sutherland Asbill & Brennan LLP at (202) 383-0176.
Sincerely,
STELLUS CAPITAL INVESTMENT CORPORATION
Show Raw Text
CORRESP
1
filename1.htm
STELLUS CAPITAL INVESTMENT CORPORATION
10000 Memorial Drive, Suite 500
Houston, TX 77024
November 2, 2012
VIA EDGAR
United States Securities and Exchange Commission
Division of Investment Management
100 F Street, N.E.
Washington, D.C. 20549
Attention: Larry Greene, Esq.
Re:
Stellus Capital Investment Corporation
Registration Statement on Form
N-2
File No. 333-184195
On behalf of Stellus Capital Investment
Corporation (the “Registrant”) and pursuant to Rule 461 promulgated under the Securities Act of 1933,
as amended, I hereby request acceleration of the effective date of the Registrant’s Registration Statement on Form N-2 to
4:00 p.m. Eastern Time on November 7, 2012, or as soon thereafter as is practicable.
The disclosure in the referenced filing
is the responsibility of the Registrant. The Registrant represents to the U.S. Securities and Exchange Commission (the “Commission”)
that should the Commission, or the staff acting pursuant to delegated authority, declare the filing effective, it does not foreclose
the Commission from taking any action with respect to the filing, and the Registrant represents that it will not assert staff comments
or the action of the staff to declare the filing effective as a defense in any proceeding initiated by the Commission or any person
under the federal securities laws of the United States.
The Registrant further acknowledges that
the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective does not relieve
the Registrant from its full responsibility for the adequacy and accuracy of the disclosures in the filing.
Should you have any questions concerning
this request, please contact me at (713) 292-5400 or our counsel, Steven B. Boehm, at Sutherland Asbill & Brennan LLP at (202)
383-0176.
Sincerely,
STELLUS CAPITAL INVESTMENT CORPORATION
By: /s/ Robert L. Ladd
Name: Robert L. Ladd
Title: President and Chief Executive Officer