SEC Company Response from Stellus Capital Investment Corp (SCM) (CIK 0001551901) (SCM) — Apr 15, 2013
Stellus Capital Investment Corp (SCM) (CIK 0001551901)
Date: April 15, 2013 · CIK: 0001551901 · Accession: 0001144204-13-021682
AI Filing Summary & Sentiment
Reasoning
Letter
STELLUS CAPITAL INVESTMENT CORPORATION
10000 Memorial Drive, Suite 500
Houston, TX 77024
April 15, 2013
VIA EDGAR
United States Securities and Exchange Commission
Division of Investment Management
100 F Street, N.E.
Washington, D.C. 20549
Attention: Larry Greene, Esq.
Re: Stellus Capital Investment Corporation (the “Company”)
Proxy Statement
Pursuant to the Staff’s request, in connection with the Staff’s review of the Proxy Statement, the Company hereby acknowledges that:
· the Company is responsible for the adequacy and accuracy of the disclosure in the filing;
· should the Commission or the Staff clear comments on the filing, it does not foreclose the Commission from taking any action with respect to the filing;
· the action of the Commission or the Staff in advising the Company that it has cleared comments on the filing does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
· the Company may not assert this action as defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Should you have any questions concerning this request, please contact me at (713) 292-5400 or our counsel, Harry S. Pangas, at Sutherland Asbill & Brennan LLP at (202) 383-0805.
Sincerely,
STELLUS CAPITAL INVESTMENT
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CORRESP
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STELLUS CAPITAL INVESTMENT CORPORATION
10000 Memorial Drive, Suite 500
Houston, TX 77024
April 15, 2013
VIA EDGAR
United States Securities and Exchange Commission
Division of Investment Management
100 F Street, N.E.
Washington, D.C. 20549
Attention: Larry Greene, Esq.
Re: Stellus Capital Investment
Corporation (the “Company”)
Proxy Statement
Pursuant to the Staff’s request, in
connection with the Staff’s review of the Proxy Statement, the Company hereby acknowledges that:
· the Company is responsible for the adequacy and accuracy
of the disclosure in the filing;
· should the Commission or the Staff clear comments on the filing, it does not foreclose the Commission from taking any action
with respect to the filing;
· the action of the Commission or the Staff in advising the Company that it has cleared comments on the filing does not relieve
the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
· the Company may not assert this action as defense in any proceeding initiated by the Commission or any person under the federal
securities laws of the United States.
Should you have any questions concerning
this request, please contact me at (713) 292-5400 or our counsel, Harry S. Pangas, at Sutherland Asbill & Brennan LLP at (202)
383-0805.
Sincerely,
STELLUS CAPITAL INVESTMENT
CORPORATION
By:
/s/ Robert T. Ladd
Name:
Robert T. Ladd
Title:
President and Chief Executive Officer