SEC Company Response from WhiteHorse Finance, Inc. (WHF, WHFCL) (CIK 0001552198) (WHF) — Jul 15, 2013
WhiteHorse Finance, Inc. (WHF, WHFCL) (CIK 0001552198)
Date: July 15, 2013 · CIK: 0001552198 · Accession: 0001144204-13-039544
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-187805
Letter
United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549
Re: WhiteHorse Finance, Inc.; Registration Statement on Form N-2; Registration File No. 333-187805
Dear Ladies and Gentlemen:
In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Deutsche Bank Securities Inc., Keefe, Bruyette & Woods, Inc. and Citigroup Global Markets Inc., as representatives of the several Underwriters, hereby join in the request of WhiteHorse Finance, Inc. that the effective date of the above-captioned Registration Statement be accelerated so that the same will become effective on July 16, 2013 at 4:00 p.m., New York City time, or as soon as practicable thereafter.
The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:
(i) Date of preliminary prospectus: July 15, 2013
(ii) Date(s) of distribution: Commencing July 16, 2013
(iii) Number of prospective underwriters to whom the preliminary prospectus will be furnished: 7
(iv) Number of prospectuses to be distributed: approximately 3,966
(v) We have been informed by the participating underwriters that they have complied and will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934.
Very truly yours,
DEUTSCHE BANK SECURITIES INC.
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[Deutsche Bank Securities Inc. Letterhead]
July 15, 2013
Via Electronic Submission
United States Securities and Exchange Commission
Division of Corporate Finance
100 F Street, N.E.
Washington, D.C. 20549
Re: WhiteHorse Finance, Inc.; Registration Statement on Form
N-2; Registration File No. 333-187805
Dear Ladies and Gentlemen:
In accordance with Rule 461 of
the General Rules and Regulations under the Securities Act of 1933, as amended, Deutsche Bank Securities Inc., Keefe,
Bruyette & Woods, Inc. and Citigroup Global Markets Inc., as representatives of the several Underwriters, hereby join in
the request of WhiteHorse Finance, Inc. that the effective date of the above-captioned Registration Statement be accelerated
so that the same will become effective on July 16, 2013 at 4:00 p.m., New York City time, or as soon as practicable
thereafter.
The following is supplemental information
supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:
(i) Date of preliminary prospectus: July 15, 2013
(ii) Date(s) of distribution: Commencing July
16, 2013
(iii) Number of prospective underwriters to whom
the preliminary prospectus will be furnished: 7
(iv) Number of prospectuses to be distributed:
approximately 3,966
(v) We have been informed by the participating
underwriters that they have complied and will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of
1934.
Very truly yours,
DEUTSCHE BANK SECURITIES INC.
KEEFE, BRUYETTE & WOODS, INC.
CITIGROUP GLOBAL MARKETS INC.
By: Deutsche Bank Securities Inc.
By:
/s/ Anguel Zaprianov
Name: Anguel Zaprianov
Title: Managing Director
By:
/s/ Adam Raucher
Name: Adam Raucher
Title: Director