SEC Company Response from WhiteHorse Finance, Inc. (WHF, WHFCL) (CIK 0001552198) (WHF) — Nov 30, 2012
WhiteHorse Finance, Inc. (WHF, WHFCL) (CIK 0001552198)
Date: Nov. 30, 2012 · CIK: 0001552198 · Accession: 0001193125-12-487759
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-183798
Letter
United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549
Re: WhiteHorse Finance, LLC; Registration Statement on Form N-2; Registration File No. 333-183798
Dear Ladies and Gentlemen:
In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Citigroup Global Markets Inc. and Barclays Capital Inc., as representatives of the several Underwriters, hereby join in the request of WhiteHorse Finance, LLC that the effective date of the above-captioned Registration Statement be accelerated so that the same will become effective on December 4, 2012 at 4:00 p.m., New York City time, or as soon as practicable thereafter.
The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:
(i) Date of preliminary prospectus: November 26, 2012
(ii) Dates of distribution: November 26, 2012 through the date hereof
(iii) Number of prospective underwriters to whom the preliminary prospectus was furnished: 11
(iv) Number of prospectuses so distributed: approximately 8,063.
(v) We have been informed by the participating underwriters that they have complied and will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934.
NY1 8582932v.2
Very truly yours,
DEUTSCHE BANK SECURITIES INC.
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CORRESP 1 filename1.htm Correspondence November 30, 2012 Via Electronic Submission United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: WhiteHorse Finance, LLC; Registration Statement on Form N-2; Registration File No. 333-183798 Dear Ladies and Gentlemen: In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Citigroup Global Markets Inc. and Barclays Capital Inc., as representatives of the several Underwriters, hereby join in the request of WhiteHorse Finance, LLC that the effective date of the above-captioned Registration Statement be accelerated so that the same will become effective on December 4, 2012 at 4:00 p.m., New York City time, or as soon as practicable thereafter. The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933: (i) Date of preliminary prospectus: November 26, 2012 (ii) Dates of distribution: November 26, 2012 through the date hereof (iii) Number of prospective underwriters to whom the preliminary prospectus was furnished: 11 (iv) Number of prospectuses so distributed: approximately 8,063. (v) We have been informed by the participating underwriters that they have complied and will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934. NY1 8582932v.2 Very truly yours, DEUTSCHE BANK SECURITIES INC. J.P. MORGAN SECURITIES LLC CITIGROUP GLOBAL MARKETS INC. BARCLAYS CAPITAL INC. By: Deutsche Bank Securities Inc. By: /s/ Neil Abromavage Name: Neil Abromavage Title: Managing Director By: /s/ Jeff Mortara Name: Jeff Mortara Title: Managing Director NY1 8582932v.2