SEC Company Response from Pulmatrix, Inc. (PULM) (CIK 0001574235) (PULM) — Aug 1, 2016
Pulmatrix, Inc. (PULM) (CIK 0001574235)
Date: Aug. 1, 2016 · CIK: 0001574235 · Accession: 0001193125-16-666314
AI Filing Summary & Sentiment
File numbers found in text: 333-212546
Letter
Pulmatrix, Inc.
99 Hayden Avenue | Suite 390
Lexington, MA 02421
August 1, 2016
VIA EDGAR AND FACSIMILE
U.S. Securities and Exchange Commission
Division of Corporation Finance
100 F Street, NE
Washington, D.C. 20549
Attn: Ms. Suzanne Hayes
Re: Pulmatrix, Inc.
Registration Statement on Form S-3, originally filed on July 15, 2016
File No. 333-212546, as amended (the “Registration Statement”)
Ladies and Gentlemen:
Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Pulmatrix, Inc. (the “Company”) hereby respectfully requests acceleration of the effective date of the Registration Statement so that it may become effective at 4:30 p.m., Eastern Time, on August 3, 2016, or as soon thereafter as practicable.
In connection with the Company’s request for acceleration of the effective date of the Registration Statement, the Company acknowledges the following:
•
should the U.S. Securities and Exchange Commission (the “Commission”) or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;
•
the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
•
the Company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Should any member of the staff of the Commission have any questions or comments with respect to this request, please contact our counsel, Haynes and Boone, LLP, attention: Rick A. Werner, Esq. at (212) 659-4974.
Very truly yours,
Pulmatrix, Inc.
Show Raw Text
CORRESP 1 filename1.htm CORRESP Pulmatrix, Inc. 99 Hayden Avenue | Suite 390 Lexington, MA 02421 August 1, 2016 VIA EDGAR AND FACSIMILE U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Ms. Suzanne Hayes Re: Pulmatrix, Inc. Registration Statement on Form S-3, originally filed on July 15, 2016 File No. 333-212546, as amended (the “Registration Statement”) Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Pulmatrix, Inc. (the “Company”) hereby respectfully requests acceleration of the effective date of the Registration Statement so that it may become effective at 4:30 p.m., Eastern Time, on August 3, 2016, or as soon thereafter as practicable. In connection with the Company’s request for acceleration of the effective date of the Registration Statement, the Company acknowledges the following: • should the U.S. Securities and Exchange Commission (the “Commission”) or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; • the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and • the Company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. Should any member of the staff of the Commission have any questions or comments with respect to this request, please contact our counsel, Haynes and Boone, LLP, attention: Rick A. Werner, Esq. at (212) 659-4974. Very truly yours, Pulmatrix, Inc. By: /s/ Robert W. Clarke, Ph.D. Robert W. Clarke, Ph.D. Chief Executive Officer