SecProbe.io

Filing text and metadata
Intelligence Terminal Search Probe Scores Topics IPO Watchlist Monthly Activity About API

SEC Company Response from Alibaba Group Holding Ltd (BABA, BABAF, BBAAY) (CIK 0001577552) (BABA) — Sep 16, 2014

Alibaba Group Holding Ltd (BABA, BABAF, BBAAY) (CIK 0001577552)
Date: Sept. 16, 2014 · CIK: 0001577552 · Accession: 0001193125-14-342771

AI Filing Summary & Sentiment

Sentiment
Urgency
Document Type
Confidence
SEC Posture
Company Posture

Summary

Reasoning

File numbers found in text: 333-195736

Date
Sept. 16, 2014
Author
As representatives of the prospective underwriters
Form
CORRESP
Company
Alibaba Group Holding Ltd (BABA, BABAF, BBAAY) (CIK 0001577552)

Letter

Acceleration Request

Credit Suisse Securities (USA) LLC

Eleven Madison Avenue

New York, NY 10010

U.S.A.

Deutsche Bank Securities Inc.

60 Wall Street

New York, NY 10005

U.S.A.

Goldman Sachs (Asia) L.L.C.

68th Floor, Cheung Kong Center

2 Queen’s Road Central

Hong Kong

J.P. Morgan Securities LLC

383 Madison Avenue

New York, NY 10179

U.S.A.

Morgan Stanley & Co. International plc

25 Cabot Square

Canary Wharf, London E14 4QA

United Kingdom

Citigroup Global Markets Inc.

388 Greenwich Street

New York, NY 10013

U.S.A.

As representatives of the prospective underwriters

VIA EDGAR

September 16, 2014

Securities and Exchange Commission

100 F Street, N.E.

Washington, D.C. 20549

Attention:

Ms. Mara L. Ransom, Assistant Director

Mr. Dietrich King, Legal Branch Chief

Ms. Lisa Kohl, Senior Attorney

Re: Alibaba Group Holding Limited (the “Company”)

Registration Statement filed on Form F-1

Registration No. 333-195736

Ladies and Gentlemen,

Pursuant to Rule 460 of the General Rules and Regulations under the Securities Act of 1933, as amended, we wish to advise you that between September 5, 2014 and the date hereof, 39,352 copies of the preliminary prospectus of the Company dated September 5, 2014 were distributed to underwriters, dealers, institutional investors and others.

We have been advised by the participating underwriters that they have complied and will continue to comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.

We hereby join the Company’s request that the effectiveness of the above-captioned Registration Statement, as amended, be accelerated to 4:00 p.m. Eastern Daylight Time on September 18, 2014, or as soon thereafter as practicable.

[Remainder of this page is intentionally left blank]

-2-

Very truly yours,
As representatives of the prospective underwriters

Show Raw Text
CORRESP
1
filename1.htm

Acceleration Request

 Credit Suisse Securities (USA) LLC

Eleven Madison Avenue

 New York, NY 10010

U.S.A.

 Deutsche Bank Securities Inc.

60 Wall Street

 New York, NY 10005

U.S.A.

 Goldman Sachs (Asia) L.L.C.

68th Floor, Cheung Kong Center

 2 Queen’s Road Central

Hong Kong

 J.P. Morgan Securities LLC

383 Madison Avenue

 New York, NY 10179

U.S.A.

 Morgan Stanley & Co. International plc

25 Cabot Square

 Canary Wharf, London E14 4QA

United Kingdom

 Citigroup Global Markets Inc.

388 Greenwich Street

 New York, NY 10013

U.S.A.

 As representatives of the prospective underwriters

VIA EDGAR

 September 16, 2014

Securities and Exchange Commission

 100 F Street, N.E.

Washington, D.C. 20549

Attention:

    Ms. Mara L. Ransom, Assistant Director

    Mr. Dietrich King, Legal Branch Chief

    Ms. Lisa Kohl, Senior Attorney

Re:
Alibaba Group Holding Limited (the “Company”)

 Registration Statement filed on
Form F-1

 Registration
No. 333-195736

 Ladies and Gentlemen,

Pursuant to Rule 460 of the General Rules and Regulations under the Securities Act of 1933, as amended, we wish to advise you that between
September 5, 2014 and the date hereof, 39,352 copies of the preliminary prospectus of the Company dated September 5, 2014 were distributed to underwriters, dealers, institutional investors and others.

 We have been advised by the participating underwriters that they have complied and will continue
to comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.

 We hereby join the Company’s
request that the effectiveness of the above-captioned Registration Statement, as amended, be accelerated to 4:00 p.m. Eastern Daylight Time on September 18, 2014, or as soon thereafter as practicable.

[Remainder of this page is intentionally left blank]

 -2-

 Very truly yours,

As representatives of the prospective underwriters

CREDIT SUISSE SECURITIES (USA) LLC

By:

 /s/    Anthony Kontoleon

Name:

Anthony Kontoleon

Title:

Managing Director

DEUTSCHE BANK SECURITIES INC.

By:

 /s/    Joseph P. Coleman

Name:

Joseph P. Coleman

Title:

Managing Director

By:

 /s/    John Reed

Name:

John Reed

Title:

Director

GOLDMAN SACHS (ASIA) L.L.C.

By:

 /s/    D. Binnion

Name:

D. Binnion

Title:

Managing Director

J.P. MORGAN SECURITIES LLC

By:

 /s/    Mike Millman

Name:

Mike Millman

Title:

Managing Director

MORGAN STANLEY & CO. INTERNATIONAL PLC

By:

 /s/    Crawford Jamieson

Name:

Crawford Jamieson

Title:

Managing Director

CITIGROUP GLOBAL MARKETS INC.

By:

 /s/    James Perry

Name:

James Perry

Title:

Managing Director