SEC Company Response from ArrowMark Financial Corp. (BANX) (CIK 0001578987) (BANX) — May 26, 2021
ArrowMark Financial Corp. (BANX) (CIK 0001578987)
Date: May 26, 2021 · CIK: 0001578987 · Accession: 0001104659-21-072514
AI Filing Summary & Sentiment
File numbers found in text: 333-251349, 811-22853
Letter
StoneCastle Financial Corp.
100 Fillmore Street, Suite 325
Denver, Colorado 80206
May 26, 2021
VIA EDGAR
U.S. Securities and Exchange Commission
Division of Investment Management
100 F Street, N.E.
Washington, D.C. 20549
Attn: Karen Rossotto, Senior Counsel
Re: StoneCastle Financial Corp.
Registration Statement on Form N-2
File No.811-22853 and 1933 Act File No. 333-251349
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, StoneCastle Financial Corp. (the “Company”) respectfully requests acceleration of the effective date of its Registration Statement on Form N-2 (File No. 333-251349) so that such Registration Statement may be declared effective, on Friday, May 28, 2021, or as soon as practicable thereafter.
We request that we be notified of such effectiveness by a telephone call to John P. Falco, Esq. of Troutman Pepper Hamilton Sanders LLP at (215) 981-4659, and that such effectiveness also be confirmed in writing.
The Company hereby acknowledges that (i) should the Securities and Exchange Commission (the “Commission”) or the Staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; (ii) the action of the Commission or the Staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and (iii) the Company may not assert this action as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Very truly yours,
StoneCastle Financial Corp.
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CORRESP 1 filename1.htm StoneCastle Financial Corp. 100 Fillmore Street, Suite 325 Denver, Colorado 80206 May 26, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Karen Rossotto, Senior Counsel Re: StoneCastle Financial Corp. Registration Statement on Form N-2 File No.811-22853 and 1933 Act File No. 333-251349 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, StoneCastle Financial Corp. (the “Company”) respectfully requests acceleration of the effective date of its Registration Statement on Form N-2 (File No. 333-251349) so that such Registration Statement may be declared effective, on Friday, May 28, 2021, or as soon as practicable thereafter. We request that we be notified of such effectiveness by a telephone call to John P. Falco, Esq. of Troutman Pepper Hamilton Sanders LLP at (215) 981-4659, and that such effectiveness also be confirmed in writing. The Company hereby acknowledges that (i) should the Securities and Exchange Commission (the “Commission”) or the Staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; (ii) the action of the Commission or the Staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and (iii) the Company may not assert this action as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. Very truly yours, StoneCastle Financial Corp. By: /s/ Sanjai Bhonsle Name: Sanjai Bhonsle Title: Chief Executive Officer