SEC Company Response from BIOVIE INC. (BIVI, BIVIW) (CIK 0001580149) (BIVI) — Oct 4, 2019
BIOVIE INC. (BIVI, BIVIW) (CIK 0001580149)
Date: Oct. 4, 2019 · CIK: 0001580149 · Accession: 0001520138-19-000375
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-231136
Referenced dates: October 3, 2019
Letter
Securities and Exchange Commission Amendment No. 4 to Registration Statement on Form S-1 Filed October 2, 2019 File No. 333-231136
Re: BioVie Inc.
Dear Ms. Westbrook:
BioVie Inc. (the “Company”) hereby provides responses (the “Response Letter”) to a comment issued in a letter dated October 3, 2019 (the “Staff Letter”) regarding Amendment No. 4 to the Company’s Registration Statement on Form S-1 filed October 2, 2019 (the “Registration Statement”).
In order to facilitate the review by the staff of the Securities and Exchange Commission (the “Staff”) of the Response Letter the numbered paragraph set forth below corresponds to the numbered paragraph in the Staff Letter.
Amendment No. 4 to Registration Statement on Form S-1 filed on October 2, 2019
Description of Capital Stock
Warrants to be Issued in this Offering
Exchange Listing, page 52
We note your disclosure that no assurance can be given that you will be successful in listing the warrants on Nasdaq. Please clarify here and on the cover page whether the offering is contingent on your securing listing approval for the warrants.
COMPANY RESPONSE: The Company has added the requested disclosure to Description of Capital Stock section and to the prospectus cover page.
Please let me know if the Staff has any further questions or concerns with respect to the Registration Statement.
Sincerely,
/s/ Terren Peizer
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CORRESP 1 filename1.htm October 4, 2019 Christine Westbrook Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: BioVie Inc. Amendment No. 4 to Registration Statement on Form S-1 Filed October 2, 2019 File No. 333-231136 Dear Ms. Westbrook: BioVie Inc. (the “Company”) hereby provides responses (the “Response Letter”) to a comment issued in a letter dated October 3, 2019 (the “Staff Letter”) regarding Amendment No. 4 to the Company’s Registration Statement on Form S-1 filed October 2, 2019 (the “Registration Statement”). In order to facilitate the review by the staff of the Securities and Exchange Commission (the “Staff”) of the Response Letter the numbered paragraph set forth below corresponds to the numbered paragraph in the Staff Letter. Amendment No. 4 to Registration Statement on Form S-1 filed on October 2, 2019 Description of Capital Stock Warrants to be Issued in this Offering Exchange Listing, page 52 We note your disclosure that no assurance can be given that you will be successful in listing the warrants on Nasdaq. Please clarify here and on the cover page whether the offering is contingent on your securing listing approval for the warrants. COMPANY RESPONSE: The Company has added the requested disclosure to Description of Capital Stock section and to the prospectus cover page. Please let me know if the Staff has any further questions or concerns with respect to the Registration Statement. Sincerely, /s/ Terren Peizer Terren Peizer Chairman and Chief Executive Officer CC: Mitchell S. Nussbaum, Esq.