SEC Company Response from NewtekOne, Inc. (NEWT, NEWTG, NEWTH, NEWTI, NEWTO, NEWTP) (CIK 0001587987) (NEWT) — Nov 10, 2014
NewtekOne, Inc. (NEWT, NEWTG, NEWTH, NEWTI, NEWTO, NEWTP) (CIK 0001587987)
Date: Nov. 10, 2014 · CIK: 0001587987 · Accession: 0001193125-14-406380
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-191499
Letter
Correspondence
November 10, 2014
VIA EDGAR
US Securities and Exchange Commission
Division of Investment Management
100 F Street, NE
Washington, DC 20549
Attention: Mary Cole
Re:
Newtek Business Services Corp.
Registration Statement on Form N-2
File No. 333-191499
Ladies and Gentlemen:
In connection with the above-referenced Registration Statement, and pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Act”), we hereby join in the request of Newtek Business Services Corp. that the effective date of the Registration Statement be accelerated so that it will be declared effective at 3:00 p.m., Eastern Standard Time, on November 12, 2014 or as soon thereafter as practicable.
Pursuant to Rule 460 under the Act, please be advised that we have distributed approximately 360 copies of the Preliminary Prospectus dated November 3, 2014 (the “Preliminary Prospectus”) through the date hereof, to underwriters, dealers, institutions and others.
In connection with the Preliminary Prospectus distribution for the above-referenced issue, the prospective underwriters have confirmed that they are complying with the 48-hour requirement as promulgated by Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
Very truly yours,
JMP Securities
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CORRESP 1 filename1.htm Correspondence November 10, 2014 VIA EDGAR US Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Attention: Mary Cole Re: Newtek Business Services Corp. Registration Statement on Form N-2 File No. 333-191499 Ladies and Gentlemen: In connection with the above-referenced Registration Statement, and pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Act”), we hereby join in the request of Newtek Business Services Corp. that the effective date of the Registration Statement be accelerated so that it will be declared effective at 3:00 p.m., Eastern Standard Time, on November 12, 2014 or as soon thereafter as practicable. Pursuant to Rule 460 under the Act, please be advised that we have distributed approximately 360 copies of the Preliminary Prospectus dated November 3, 2014 (the “Preliminary Prospectus”) through the date hereof, to underwriters, dealers, institutions and others. In connection with the Preliminary Prospectus distribution for the above-referenced issue, the prospective underwriters have confirmed that they are complying with the 48-hour requirement as promulgated by Rule 15c2-8 under the Securities Exchange Act of 1934, as amended. Very truly yours, JMP Securities As Representative By: /s/ Egidio (Gil) Mogavero Name: Egidio (Gil) Mogavero Title: Managing Director, CCO