Correspondence 0001594854-24-000027 from Aspiration Funds (CIK 0001594854)
Aspiration Funds (CIK 0001594854)
Date: Aug. 26, 2024 · CIK: 0001594854 · Accession: 0001594854-24-000027
AI Filing Summary & Sentiment
File numbers found in text: 333-192991
Letter
RE:
August 26, 2024
VIA EDGAR
Valerie Lithotomos
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Aspiration Funds (the “Registrant”) File No. 333-192991
Ms. Lithotomos:
This letter responds to comments provided by the staff (the “Staff”) of the U.S. Securities and Exchange Commission (the “SEC”) to Mark Perlow and Stephen Cohen of Dechert LLP (“Dechert”) in a call on August 22, 2024, concerning the preliminary proxy statement (the “Proxy Statement”) filed by the Registrant on August 13, 2024, on behalf of the Aspiration Redwood Fund (the “Fund”). We have summarized the SEC Staff’s comments below, followed by the Registrant’s responses. Unless otherwise noted, defined terms have the same meaning ascribed to them in the Proxy Statement.
1.
Comment: Please include information relating to the rescission offer in the Questions and Answers associated with the applicable Proposals.
Response: The Registrant confirms that definitive proxy statement will include information regarding the rescission offer in the Questions and Answers associated with the applicable Proposals.
2.
Comment: Please supplementally confirm that the Current Adviser will pay for all expenses and any losses to the Fund in connection with the rescission offer.
Response: The Registrant confirms that the Current Adviser will pay for all expenses and any losses to the Fund in connection with the rescission offer.
* * * * *
If you have any questions concerning the foregoing, please do not hesitate to call me at 415.262.4530.
Very truly yours,
/s/ Mark Perlow
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CORRESP
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filename1.htm
August 26, 2024
VIA EDGAR
Valerie Lithotomos
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
RE:
Aspiration Funds (the “Registrant”) File No. 333-192991
Ms. Lithotomos:
This letter responds to comments provided by the staff (the “Staff”) of the U.S. Securities and Exchange Commission (the “SEC”) to Mark Perlow and Stephen Cohen of Dechert
LLP (“Dechert”) in a call on August 22, 2024, concerning the preliminary proxy statement (the “Proxy Statement”) filed by the Registrant on August 13, 2024, on behalf of the Aspiration Redwood Fund (the “Fund”). We have summarized the SEC Staff’s
comments below, followed by the Registrant’s responses. Unless otherwise noted, defined terms have the same meaning ascribed to them in the Proxy Statement.
1.
Comment: Please include information relating to the rescission offer in the Questions and Answers associated with the applicable Proposals.
Response: The Registrant confirms that definitive proxy statement will include information regarding the rescission offer in the Questions and Answers
associated with the applicable Proposals.
2.
Comment: Please supplementally confirm that the Current Adviser will pay for all expenses and any losses to the Fund in connection with the rescission offer.
Response: The Registrant confirms that the Current Adviser will pay for all expenses and any losses to the Fund in connection with the rescission offer.
* * * * *
If you have any questions concerning the foregoing, please do not hesitate to call me at 415.262.4530.
Very truly yours,
/s/ Mark Perlow
Mark Perlow
cc:
Tim Newell
Matt Bergin
Aspiration Fund Adviser, LLC