SEC Company Response from AQUABOUNTY TECHNOLOGIES INC (AQB) (CIK 0001603978) (AQB) — Feb 6, 2020
AQUABOUNTY TECHNOLOGIES INC (AQB) (CIK 0001603978)
Date: Feb. 6, 2020 · CIK: 0001603978 · Accession: 0001603978-20-000018
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-235919
Letter
Re:
Document
February 6, 2020
VIA EDGAR
U.S. Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
AquaBounty Technologies, Inc. (the “Registrant”)
Registration Statement on Form S-1 (File No. 333-235919)
Ladies and Gentlemen:
As representative of the several underwriters of the Registrant’s proposed public offering of up to $10.0 million of shares of common stock, par value $0.001 per share, we hereby join the Registrant’s request that the effective date of the above-referenced Registration Statement on Form S-1 be accelerated so that it will be declared effective at 4:00 p.m. Eastern Time on February 10, 2020, or as soon thereafter as is practicable.
Pursuant to Rule 460 of the Securities Act of 1933, as amended, we wish to advise you that we have effected the distribution of approximately 386 copies of the Registrant’s Preliminary Prospectus, dated February 3, 2020, through the date hereof, to prospective underwriters, institutional investors, dealers and others.
The undersigned advises that it has complied and will continue to comply, and that it has been informed by the participating underwriters and dealers that they have complied with and will continue to comply, with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended, in connection with the proposed public offering.
[Remainder of page intentionally left blank.]
Very truly yours,
LAKE STREET CAPITAL MARKETS, LLC
Show Raw Text
CORRESP 1 filename1.htm Document February 6, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: AquaBounty Technologies, Inc. (the “Registrant”) Registration Statement on Form S-1 (File No. 333-235919) Ladies and Gentlemen: As representative of the several underwriters of the Registrant’s proposed public offering of up to $10.0 million of shares of common stock, par value $0.001 per share, we hereby join the Registrant’s request that the effective date of the above-referenced Registration Statement on Form S-1 be accelerated so that it will be declared effective at 4:00 p.m. Eastern Time on February 10, 2020, or as soon thereafter as is practicable. Pursuant to Rule 460 of the Securities Act of 1933, as amended, we wish to advise you that we have effected the distribution of approximately 386 copies of the Registrant’s Preliminary Prospectus, dated February 3, 2020, through the date hereof, to prospective underwriters, institutional investors, dealers and others. The undersigned advises that it has complied and will continue to comply, and that it has been informed by the participating underwriters and dealers that they have complied with and will continue to comply, with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended, in connection with the proposed public offering. [Remainder of page intentionally left blank.] Very truly yours, LAKE STREET CAPITAL MARKETS, LLC As Representative of the several Underwriters By: /s/ Mike Townley Mike Townley Head of Investment Banking Signature Page to Acceleration Request