Correspondence 0001193125-23-163899 from UBS Group AG (UBS)
UBS Group AG
Date: June 9, 2023 · CIK: 0001610520 · Accession: 0001193125-23-163899
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File numbers found in text: 333-271453
Letter
Re: UBS Group AG
Marc O. Williams
+1 212 450 6145
marc.williams@davispolk.com
Davis Polk & Wardwell LLP
450 Lexington Avenue
New York, NY 10017
June 9, 2023
Amendment No. 3 to
Registration Statement on Form F-4
Filed June 6, 2023
File No. 333-271453
U.S. Securities and Exchange Commission
Division of Corporation Finance
Office of Finance
100 F Street, N.E.
Washington, DC 20549
Ladies and Gentlemen:
As discussed with the Staff (the “Staff”) of the Division of Corporation Finance of the U.S. Securities and Exchange Commission relating to UBS Group AG’s Amendment No. 3 to Registration Statement (the “Third Amended Registration Statement”) on Form F-4 and the correspondence submitted by UBS Group AG on June 8, 2023, UBS Group AG hereby confirms to the Staff that the failure to transition to UBS Group entities (or a third party) the services provided by Credit Suisse group companies to US registered investment companies would not have a material effect on the Combined Group.
In addition, UBS Group AG is submitting this correspondence with additional proposed changes to the previously submitted proposed changes to the Third Amended Registration Statement (the “Additional Proposed Changes”). The Additional Proposed Changes will be included in UBS Group AG’s Amendment No. 4 to Registration Statement on Form F-4.
***
Should any questions arise, please do not hesitate to contact me at (212) 450 6145 (tel) or marc.williams@davispolk.com, John B. Meade at (212) 450 4077 (tel) or john.meade@davispolk.com, or Evan Rosen at (212) 450 4505 (tel) or evan.rosen@davispolk.com. Thank you for your time and attention.
Very truly yours,
/s/ Marc O. Williams
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CORRESP 1 filename1.htm CORRESP Marc O. Williams +1 212 450 6145 marc.williams@davispolk.com Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 June 9, 2023 Re: UBS Group AG Amendment No. 3 to Registration Statement on Form F-4 Filed June 6, 2023 File No. 333-271453 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: As discussed with the Staff (the “Staff”) of the Division of Corporation Finance of the U.S. Securities and Exchange Commission relating to UBS Group AG’s Amendment No. 3 to Registration Statement (the “Third Amended Registration Statement”) on Form F-4 and the correspondence submitted by UBS Group AG on June 8, 2023, UBS Group AG hereby confirms to the Staff that the failure to transition to UBS Group entities (or a third party) the services provided by Credit Suisse group companies to US registered investment companies would not have a material effect on the Combined Group. In addition, UBS Group AG is submitting this correspondence with additional proposed changes to the previously submitted proposed changes to the Third Amended Registration Statement (the “Additional Proposed Changes”). The Additional Proposed Changes will be included in UBS Group AG’s Amendment No. 4 to Registration Statement on Form F-4. *** Should any questions arise, please do not hesitate to contact me at (212) 450 6145 (tel) or marc.williams@davispolk.com, John B. Meade at (212) 450 4077 (tel) or john.meade@davispolk.com, or Evan Rosen at (212) 450 4505 (tel) or evan.rosen@davispolk.com. Thank you for your time and attention. Very truly yours, /s/ Marc O. Williams cc: Sergio P. Ermotti, Group Chief Executive Officer David Kelly, Managing Director 2