SEC Company Response from cbdMD, Inc. (YCBD) (CIK 0001644903) (YCBD) — Sep 26, 2018
cbdMD, Inc. (YCBD) (CIK 0001644903)
Date: Sept. 26, 2018 · CIK: 0001644903 · Accession: 0001654954-18-010487
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-227529
Letter
Blueprint
ThinkEquity,
A Division of Fordham Financial Management, Inc
State Street, 22nd Floor
New York, New York 10004
September 26, 2018
VIA EDGAR
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention:
Jay E. Ingram, Legal Branch Chief
Edward M. Kelly, Special Counsel
Re:
Level Brands, Inc. (the “Company”)
Registration Statement on Form S-1 (the “Registration Statement”)
File No. 333-227529
Ladies and Gentlemen:
Pursuant to Rule 461 of the General Rules and Regulations of the United States Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), ThinkEquity, a division of Fordham Financial Management, Inc., as representative of the underwriters of the offering, hereby joins the request of the Company that the effective date of the above-referenced Registration Statement on Form S-1 be accelerated so as to permit it to become effective on Thursday, September 27, 2018, at 5:00 p.m. (Eastern Time), or as soon thereafter as practicable.
Pursuant to Rule 460 of the General Rules and Regulations of the Securities Act, please be advised that there will be distributed to each underwriter or dealer, who is reasonably anticipated to be invited to participate in the distribution of the securities, as many copies, as well as “E-red” copies of the preliminary prospectus, as appears to be reasonable to secure adequate distribution of the preliminary prospectus.
The undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Very
truly yours,
ThinkEquity,
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CORRESP 1 filename1.htm Blueprint ThinkEquity, A Division of Fordham Financial Management, Inc 17 State Street, 22nd Floor New York, New York 10004 September 26, 2018 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jay E. Ingram, Legal Branch Chief Edward M. Kelly, Special Counsel Re: Level Brands, Inc. (the “Company”) Registration Statement on Form S-1 (the “Registration Statement”) File No. 333-227529 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the United States Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), ThinkEquity, a division of Fordham Financial Management, Inc., as representative of the underwriters of the offering, hereby joins the request of the Company that the effective date of the above-referenced Registration Statement on Form S-1 be accelerated so as to permit it to become effective on Thursday, September 27, 2018, at 5:00 p.m. (Eastern Time), or as soon thereafter as practicable. Pursuant to Rule 460 of the General Rules and Regulations of the Securities Act, please be advised that there will be distributed to each underwriter or dealer, who is reasonably anticipated to be invited to participate in the distribution of the securities, as many copies, as well as “E-red” copies of the preliminary prospectus, as appears to be reasonable to secure adequate distribution of the preliminary prospectus. The undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue. Very truly yours, ThinkEquity, a division of Fordham Financial Management, Inc. By: /s/ Eric Lord Name: Eric Lord Title: Head of Investment Banking