SEC Company Response from Phunware, Inc. (PHUN) (CIK 0001665300) (PHUN) — Aug 18, 2016
Phunware, Inc. (PHUN) (CIK 0001665300)
Date: Aug. 18, 2016 · CIK: 0001665300 · Accession: 0001213900-16-016207
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-212377
Letter
Re:
August 18, 2016
Securities and Exchange Commission
100 F. Street, NE
Washington, D.C. 20549
Stellar Acquisition III Inc.
Registration Statement on Form S-1
File No. 333-212377
VIA EDGAR
Ladies and Gentlemen:
Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended, Maxim Group LLC, as representative of the underwriters, hereby requests acceleration of the effective date of the above-referenced Registration Statement so that it will become effective at 5:30 p.m., Washington D.C. time, on August 18, 2016, or as soon thereafter as practicable.
The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:
(i) Date of preliminary prospectus: July 28, 2016;
(ii) Dates of distribution: July 28, 2016 through the date hereof;
(iii) Number of prospective underwriters and selected dealers to whom the preliminary prospectus was furnished: 12;
(iv) Number of prospectuses so distributed: electronic 245, print 60.
The undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
[Signature Page Follows]
MAXIM GROUP LLC
By: /s/Clifford Teller
Name:
Title: Clifford Teller Executive Managing Director, Head of Investment Banking
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CORRESP
1
filename1.htm
August 18, 2016
Securities and Exchange Commission
100 F. Street, NE
Washington, D.C. 20549
Re:
Stellar Acquisition III Inc.
Registration Statement on Form S-1
File No. 333-212377
VIA EDGAR
Ladies and Gentlemen:
Pursuant to Rule 461 of the General Rules and Regulations of the
U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended, Maxim Group LLC, as representative of the
underwriters, hereby requests acceleration of the effective date of the above-referenced Registration Statement so that it will
become effective at 5:30 p.m., Washington D.C. time, on August 18, 2016, or as soon thereafter as practicable.
The following is supplemental information supplied under Rule 418(a)(7)
and Rule 460 under the Securities Act of 1933:
(i)
Date of preliminary prospectus: July 28, 2016;
(ii)
Dates of distribution: July 28, 2016 through the date hereof;
(iii)
Number of prospective underwriters and selected dealers to whom the preliminary prospectus was furnished: 12;
(iv)
Number of prospectuses so distributed: electronic 245, print 60.
The undersigned confirms that it has complied with and will continue
to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply
with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
[Signature Page Follows]
MAXIM GROUP LLC
By:
/s/Clifford Teller
Name:
Title:
Clifford Teller
Executive Managing Director, Head of Investment Banking