Correspondence 0000950170-24-105597 from Aptevo Therapeutics Inc. (APVO)

Aptevo Therapeutics Inc.
Date: Sept. 11, 2024 · CIK: 0001671584 · Accession: 0000950170-24-105597

View on Edgar

AI Filing Summary & Sentiment

Sentiment

Urgency

Document Type

Confidence

SEC Posture

Company Posture

Summary

Reasoning

File numbers found in text: 333-281892

Date

September 11, 2024

Author

ROTH CAPITAL PARTNERS, LLC

Form

CORRESP

Company

Aptevo Therapeutics Inc.

Letter

Re: Aptevo Therapeutics Inc. (the “Company”)

Roth Capital Partners, LLC

888 San Clemente Drive

Newport Beach, CA 92660

September 11, 2024

Securities and Exchange Commission

100 F Street, N.E. Washington, D.C. 20549

Registration Statement on Form S-1 (File No. 333-281892)

Ladies and Gentlemen:

In connection with the above-captioned registration statement, and pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Act”), Roth Capital Partners, LLC, as placement agent, hereby joins in the request of the Company that the effective date of such registration statement be accelerated to 5:00 p.m. (Eastern time) on Thursday, September 12, 2024 or as soon thereafter as practicable.

In making this request the undersigned acknowledges that it is aware of its obligations under the Act as they relate to the public offering of securities pursuant to the registration statement.

[Signature Page Follows]

Very truly yours,
ROTH CAPITAL PARTNERS, LLC,

Show Raw Text

CORRESP
1
filename1.htm

  CORRESP

  Roth Capital Partners, LLC

  888 San Clemente Drive

  Newport Beach, CA 92660

  September 11, 2024

  Securities and Exchange Commission

  100 F Street, N.E. Washington, D.C.  20549

  Re:	Aptevo Therapeutics Inc. (the “Company”)

  Registration Statement on Form S-1 (File No. 333-281892)

  Ladies and Gentlemen:

  In connection with the above-captioned registration statement, and pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Act”), Roth Capital Partners, LLC, as placement agent, hereby joins in the request of the Company that the effective date of such registration statement be accelerated to 5:00 p.m. (Eastern time) on Thursday, September 12, 2024 or as soon thereafter as practicable.

  In making this request the undersigned acknowledges that it is aware of its obligations under the Act as they relate to the public offering of securities pursuant to the registration statement.

  [Signature Page Follows]

  Very truly yours,

  ROTH CAPITAL PARTNERS, LLC,

  By: _/s/ Aaron M. Gurewitz_____

  Name: Aaron M. Gurewitz

  Title:	President & Heads of Investment Banking

SecProbe.io