SEC Company Response from RiverNorth (OPP) — Sep 23, 2016
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP, OPP-PA, OPP-PB, OPP-PC) (CIK 0001678130)
Date: Sept. 23, 2016 · CIK: 0001678130 · Accession: 0001398344-16-018807
AI Filing Summary & Sentiment
File numbers found in text: 333-212400, 811-23166
Letter
VIA EDGAR Securities and Exchange Commission Division of Investment Management Washington, D.C. 20549 Attn: Dominic Minore RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Registration Statement on Form N-2 (File Nos. 333-212400 and 811-23166)
Dear Mr. Minore:
Pursuant to Rule 460 of the General Rules and Regulations under the Securities Act of 1933, as amended, we, on behalf of the several underwriters, wish to advise you that distribution of the Registration Statement on Form N-2 as filed on August 30, 2016 and the Preliminary Prospectus dated August 30, 2016, began on August 30, 2016 and is expected to conclude at approximately 4:00 p.m., Eastern Time, on September 27, 2016, with anticipated distribution results as follows: a limited number of Registration Statements have or will be sent to underwriters and approximately 115,000 copies of the Preliminary Prospectus have or will be sent to underwriters, dealers and institutions.
Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, the undersigned, on behalf of the underwriters of the offering of shares of common stock of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Fund”), hereby joins in the request of the Fund for acceleration of the effective date of the above-named Registration Statement so that it becomes effective at 12:00 p.m., Eastern Time, on Tuesday, September 27, 2016 or as soon thereafter as practicable.
Page 2
Sincerely,
WELLS FARGO SECURITIES, LLC
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CORRESP 1 filename1.htm Wells Fargo Securities, LLC 375 Park Avenue New York, New York 10152 VIA EDGAR September 23, 2016 Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Dominic Minore RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Registration Statement on Form N-2 (File Nos. 333-212400 and 811-23166) Dear Mr. Minore: Pursuant to Rule 460 of the General Rules and Regulations under the Securities Act of 1933, as amended, we, on behalf of the several underwriters, wish to advise you that distribution of the Registration Statement on Form N-2 as filed on August 30, 2016 and the Preliminary Prospectus dated August 30, 2016, began on August 30, 2016 and is expected to conclude at approximately 4:00 p.m., Eastern Time, on September 27, 2016, with anticipated distribution results as follows: a limited number of Registration Statements have or will be sent to underwriters and approximately 115,000 copies of the Preliminary Prospectus have or will be sent to underwriters, dealers and institutions. Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, the undersigned, on behalf of the underwriters of the offering of shares of common stock of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Fund”), hereby joins in the request of the Fund for acceleration of the effective date of the above-named Registration Statement so that it becomes effective at 12:00 p.m., Eastern Time, on Tuesday, September 27, 2016 or as soon thereafter as practicable. Page 2 Sincerely, WELLS FARGO SECURITIES, LLC As Representative By: WELLS FARGO SECURITIES, LLC By: /s/ Amit Jain Name: Amit Jain Title: Director