SEC Company Response from SenesTech, Inc. (SNES) (CIK 0001680378) (SNES) — Dec 5, 2016
SenesTech, Inc. (SNES) (CIK 0001680378)
Date: Dec. 5, 2016 · CIK: 0001680378 · Accession: 0001144204-16-137919
AI Filing Summary & Sentiment
File numbers found in text: 333-213736
Letter
Securities and Exchange Commission SenesTech, Inc. File No: 333-213736 Registration Statement on Form S-1, Amendment No. 5
Re:
Dear Ladies and Gentlemen:
Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended, Roth Capital Partners, LLC, as representative of the underwriters, hereby requests acceleration of the effective date of the above-referenced Registration Statement so that it will become effective at 4:30 p.m., Eastern Time, on Wednesday, December 7, 2016, or as soon thereafter as practicable.
Pursuant to Rule 460 under the Securities Act, please be advised that there will be distributed to each underwriter or dealer, who is reasonably anticipated to be invited to participate in the distribution of the security, as many copies of the proposed form of preliminary prospectus as appears to be reasonable to secure adequate distribution of the preliminary prospectus.
The undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Very truly yours,
/s/ Aaron M. Gurewitz
Show Raw Text
CORRESP
1
filename1.htm
December 5, 2016
Securities and Exchange Commission
100 F Street N.E.
Washington, DC 20549
Re:
SenesTech, Inc.
File No: 333-213736
Registration Statement on Form S-1, Amendment No. 5
Dear Ladies and Gentlemen:
Pursuant to Rule 461
of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended,
Roth Capital Partners, LLC, as representative of the underwriters, hereby requests acceleration of the effective date of the above-referenced
Registration Statement so that it will become effective at 4:30 p.m., Eastern Time, on Wednesday, December 7, 2016, or as soon
thereafter as practicable.
Pursuant to Rule 460
under the Securities Act, please be advised that there will be distributed to each underwriter or dealer, who is reasonably anticipated
to be invited to participate in the distribution of the security, as many copies of the proposed form of preliminary prospectus
as appears to be reasonable to secure adequate distribution of the preliminary prospectus.
The undersigned confirms
that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers
that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended,
in connection with the above-referenced issue.
Very truly yours,
/s/ Aaron M. Gurewitz
Aaron M. Gurewitz
Head of Equity Capital Markets
BJW