SEC Company Response from ETHZilla Corp (FRMM) (CIK 0001690080) (FRMM) — May 30, 2017
ETHZilla Corp (FRMM) (CIK 0001690080)
Date: May 30, 2017 · CIK: 0001690080 · Accession: 0001213900-17-005984
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-217475
Letter
VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Attention: Russell Mancuso Registration Statement on Form S-1(File No. 333-217475) Filed April 26, 2017, as amended
Re: KBL Merger Corp. IV
Dear Mr. Mancuso:
Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended (the “Act”), the undersigned, for itself and the other several underwriters, hereby joins in the request of KBL Merger Corp. IV that the effective date of the above-referenced Registration Statement be accelerated so as to permit it to become effective at 4:00 p.m. EDT on Thursday, June 1, 2017, or as soon as thereafter practicable.
Pursuant to Rule 460 of the General Rules and Regulations under the Act, the undersigned advises that as of the date hereof, approximately 400 copies of the Preliminary Prospectus dated May 26, 2017 have been distributed to prospective underwriters and dealers, institutional investors, retail investors and others.
The undersigned advises that it has complied and will continue to comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
[signature page follows]
Very truly yours,
LADENBURG THALMANN & CO. INC.
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CORRESP
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filename1.htm
May 30, 2017
VIA EDGAR
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention: Russell Mancuso
Re:
KBL Merger Corp. IV
Registration Statement on Form S-1(File No. 333-217475)
Filed April 26, 2017, as amended
Dear Mr. Mancuso:
Pursuant to Rule 461 of the General Rules and
Regulations under the Securities Act of 1933, as amended (the “Act”), the undersigned, for itself and the other several
underwriters, hereby joins in the request of KBL Merger Corp. IV that the effective date of the above-referenced Registration Statement
be accelerated so as to permit it to become effective at 4:00 p.m. EDT on Thursday, June 1, 2017, or as soon as thereafter practicable.
Pursuant to Rule 460 of the General Rules and
Regulations under the Act, the undersigned advises that as of the date hereof, approximately 400 copies of the Preliminary Prospectus
dated May 26, 2017 have been distributed to prospective underwriters and dealers, institutional investors, retail investors and
others.
The undersigned advises that it has complied
and will continue to comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
[signature page follows]
1
Very truly yours,
LADENBURG THALMANN & CO. INC.
By:
/s/ Steven Kaplan
Name: Steven Kaplan
Title: Head of Capital Markets
B. RILEY & CO., LLC
By:
/s/ Steve Reiner
Name: Steve Reiner
Title: Managing Director
FBR CAPITAL MARKETS & CO.
By:
/s/ Patrice McNicoll
Name: Patrice McNicoll
Title: Co-Head of Capital Markets
I-BANKERS SECURITIES INC.
By:
/s/ Shelley Leonard
Name: Shelley Leonard
Title: President
cc: Holland & Knight LLP
Ellenoff Grossman & Schole LLP