SEC Company Response from FS Series Trust (CIK 0001691167) — Jan 31, 2020
FS Series Trust (CIK 0001691167)
Date: Jan. 31, 2020 · CIK: 0001691167 · Accession: 0001104659-20-009378
AI Filing Summary & Sentiment
File numbers found in text: 333-235668
Letter
FS Series Trust
201 Rouse Boulevard
Philadelphia, PA 19112
January 31, 2020
VIA EDGAR TRANSMISSION
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Re: FS Series Trust (the “Trust”)
Pre-Effective Amendment No. 2 to the Registration
Statement on Form N-14 (File No. 333-235668)
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, we hereby request that the effective date of the above-referenced Pre-Effective Amendment to the Trust’s Registration Statement on Form N-14 (the “Pre-Effective Amendment”) be accelerated so that the Pre-Effective Amendment may be declared effective on February 4, 2020 or as soon thereafter as practicable.
Should the Securities and Exchange Commission (the “Commission”) or staff, acting pursuant to delegated authority, declare the filing effective, the Trust acknowledges that such action does not foreclose the Commission from taking any action with respect to the filing. The Trust further acknowledges that the action of the Commission or staff, acting pursuant to delegated authority, in declaring the filing effective does not relieve the Trust from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and the Trust may not assert this action as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Very truly yours,
FS SERIES TRUST
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CORRESP 1 filename1.htm FS Series Trust 201 Rouse Boulevard Philadelphia, PA 19112 January 31, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: FS Series Trust (the “Trust”) Pre-Effective Amendment No. 2 to the Registration Statement on Form N-14 (File No. 333-235668) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, we hereby request that the effective date of the above-referenced Pre-Effective Amendment to the Trust’s Registration Statement on Form N-14 (the “Pre-Effective Amendment”) be accelerated so that the Pre-Effective Amendment may be declared effective on February 4, 2020 or as soon thereafter as practicable. Should the Securities and Exchange Commission (the “Commission”) or staff, acting pursuant to delegated authority, declare the filing effective, the Trust acknowledges that such action does not foreclose the Commission from taking any action with respect to the filing. The Trust further acknowledges that the action of the Commission or staff, acting pursuant to delegated authority, in declaring the filing effective does not relieve the Trust from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and the Trust may not assert this action as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. Very truly yours, FS SERIES TRUST /s/ Michael C. Forman Name: Michael C. Forman Title: Chief Executive Officer ALPS DISTRIBUTORS, INC. /s/ Steven B. Price Name: Steven B. Price Title: SVP & Director of Distribution Services