SEC Company Response from EXICURE, INC. (XCUR) (CIK 0001698530) (XCUR) — Apr 20, 2017
EXICURE, INC. (XCUR) (CIK 0001698530)
Date: April 20, 2017 · CIK: 0001698530 · Accession: 0001213900-17-004049
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 000-55764
Letter
VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Re: Max-1 Acquisition Corporation Registration Statement on Form 10 Filed March 21, 2017 File No. 000-55764
Dear Ms. Nicholson:
This letter is in response to the comments contained in the Staff’s letter (the “Comment Letter”) to Max-1 Acquisition Corporation (the “Company” ), concerning the Registration Statement on Form 10 filed by the Company with the Securities and Exchange Commission on March 21, 2017 (the “Registration Statement” ). We have filed an amendment (the “Amendment No. 1” ) to the Company’ s Form 10 concurrently with this letter incorporating and/or responding to the requested changes.
The comments from the Comment Letter are repeated below and, for convenience of reference, the number beside each of the following comments corresponds to the paragraph numbering indicated in the Comment Letter. On behalf of the Company, the following are our responses to the Staff’s comments:
General
1. As you note in your filing under “Explanatory Note,” your registration statement will automatically become effective 60 days after filing. Upon effectiveness, you will become subject to the reporting requirements of the Securities Exchange Act of 1934. In addition, we will continue to review your filing until all of our comments have been addressed. If the review process has not been completed before that date you should consider withdrawing the registration statement to prevent it from becoming effective and file it again at such time as you are able to respond to any remaining issues or comments.
RESPONSE: The Company respectfully acknowledges the Staff’s comment and understands that it will be subject to the reporting requirements under Section 13(a) of the Securities Exchange Act of 1934 once the Form 10 goes effective. The Company will continue to respond to the Staff’s comments until all of such comments have been addressed.
Certain Relationships and Related Transactions, page 8
2. Please disclose the interest rate payable on the note issued to Mark Tompkins in the event of default.
RESPONSE: In response to the Staff’s comment, the Company has revised its disclosure regarding the note issued to Mark Tompkins on pages 5, 8 and 9, to include the interest rate payable in the event of a default.
Sincerely,
MAX-1
ACQUISITION CORPORATION
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CORRESP
1
filename1.htm
Max-1
Acquisition Corporation
2255
GLADES ROAD, SUITE 324A,
BOCA RATON, FL 33431
April
20, 2017
VIA
EDGAR
Laura
Nicholson, Special Counsel
Securities
and Exchange Commission
Division
of Corporation Finance
100
F Street, N.E.
Washington,
D.C. 20549
Re:
Max-1
Acquisition Corporation
Registration
Statement on Form 10
Filed
March 21, 2017
File
No. 000-55764
Dear
Ms. Nicholson:
This
letter is in response to the comments contained in the Staff’s letter (the “Comment Letter”) to Max-1 Acquisition
Corporation (the “Company” ), concerning the Registration Statement on Form 10 filed by the Company with the Securities
and Exchange Commission on March 21, 2017 (the “Registration Statement” ). We have filed an amendment (the “Amendment
No. 1” ) to the Company’ s Form 10 concurrently with this letter incorporating and/or responding to the requested
changes.
The
comments from the Comment Letter are repeated below and, for convenience of reference, the number beside each of the following
comments corresponds to the paragraph numbering indicated in the Comment Letter. On behalf of the Company, the following are our
responses to the Staff’s comments:
General
1. As
you note in your filing under “Explanatory Note,” your registration statement
will automatically become effective 60 days after filing. Upon effectiveness, you will
become subject to the reporting requirements of the Securities Exchange Act of 1934.
In addition, we will continue to review your filing until all of our comments have been
addressed. If the review process has not been completed before that date you should consider
withdrawing the registration statement to prevent it from becoming effective and file
it again at such time as you are able to respond to any remaining issues or comments.
RESPONSE:
The Company respectfully acknowledges the Staff’s comment and understands that it will be subject to the reporting requirements
under Section 13(a) of the Securities Exchange Act of 1934 once the Form 10 goes effective. The Company will continue to
respond to the Staff’s comments until all of such comments have been addressed.
Certain
Relationships and Related Transactions, page 8
2. Please
disclose the interest rate payable on the note issued to Mark Tompkins in the event of
default.
RESPONSE:
In response to the Staff’s comment, the Company has revised its disclosure regarding the note issued to Mark Tompkins
on pages 5, 8 and 9, to include the interest rate payable in the event of a default.
Sincerely,
MAX-1
ACQUISITION CORPORATION
By:
/s/
Ian Jacobs
Ian
Jacobs,
Chief Executive Officer