SEC Company Response from AGM GROUP HOLDINGS, INC. (AGMH) (CIK 0001705402) (AGMH) — Nov 21, 2017
AGM GROUP HOLDINGS, INC. (AGMH) (CIK 0001705402)
Date: Nov. 21, 2017 · CIK: 0001705402 · Accession: 0001213900-17-012461
AI Filing Summary & Sentiment
File numbers found in text: 333-218020
Referenced dates: November 21, 2017
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CORRESP
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AGM
Group Holdings Inc.
1
Jinghua South Road
Wangzuo
Plaza East Tower, Room 2112
Beijing
100020
People’s
Republic of China 325025
November
21, 2017
Via
E-Mail
Matthew
Derby
Staff
Attorney
Office
of Information Technologies and Services
U.S.
Securities and Exchange Commission
Washington,
D.C. 20549-4631
Re:
AGM
Group Holdings Inc.
Amendment
No. 6 to Registration Statement on Form F-1
Filed
on November 13, 2017
File
No. 333-218020
Dear
Mr. Derby:
We
are in receipt of your comment letter dated November 21, 2017 regarding the above referenced filing. As requested in your letter,
we have provided responses to the questions raised by the Staff. For your convenience, the matters are listed below, followed
by our responses:
General
1.
You state on
the cover page that you have obtained a listing approval letter to list your Class A Ordinary Shares on the Nasdaq Capital
Market, but we note on page 107 that the “listing approval letter is not the same as an actual listing on the Nasdaq
Capital Market.” You further disclose on page 107 that you will need to “sell a number of shares in this ‘best
efforts, mini max’ offering sufficient to satisfy the applicable listing criteria” to have the Class A Ordinary
Shares listed on the Nasdaq Capital Market. Please prominently disclose on the cover page that the Class A Ordinary Shares
will not be listed on the Nasdaq Capital Market until certain conditions are met. Disclose the specific conditions that you
need to meet in order to be listed, including the specific number of shares that you will need to sell in this offering.
RESPONSE: We note the Staff’s
comment, and in response thereto, respectfully advise the Staff that we have revised
the cover page, as well as throughout the amended registration statement, to reflect the conditions we need to meet in order to
be listed, including the requirement to sell at least 1,000,000 Class A ordinary shares, obtain at least 300 round-lot shareholders
and make payment of entry fee. We also clearly state that our Class A ordinary shares will not be listed on the Nasdaq Capital
Market unless we meet these conditions.
Signatures
2. While
your principal executive officer and principal financial officer signed on behalf of
the registrant, your principal executive officer and principal financial officer must
also sign below the registrant signature to reflect that such persons are signing in
their respective capacities. Please revise. Refer to Instruction 1 to Signatures on Form
F-1.
RESPONSE: We note the Staff’s
comment, and in response thereto, respectfully advise the Staff that we have included
signatures of our CEO and CFO in their capacities as the principal executive officer and principal financial officer, respectively.
We
hope this response has addressed all of the Staff's concerns relating to the Comment Letter. Should you have additional questions
regarding the information contained herein, please contact our outside securities counsel William S. Rosenstadt, Esq. or Mengyi
"Jason" Ye, Esq. of Ortoli Rosenstadt LLP at wsr@ortolirosenstadt.com or jye@ortolirosenstadt.com.
AGM Group Holdings Inc.
By:
/s/ Wenjie
Tang
Name:
Wenjie Tang
Title:
Chief Executive Officer