SEC Company Response from urban-gro, Inc. (UGRO) (CIK 0001706524) (UGRO) — Feb 10, 2021
urban-gro, Inc. (UGRO) (CIK 0001706524)
Date: Feb. 10, 2021 · CIK: 0001706524 · Accession: 0001683168-21-000479
AI Filing Summary & Sentiment
File numbers found in text: 333-250120
Letter
ThinkEquity
A division of Fordham Financial Management, Inc.
17 State Street, 22nd Floor
New York, NY 10004
February 10, 2021
VIA EDGAR
U.S. Securities and Exchange Commission
Division of Corporation Finance
100 F St., N.E.
Washington, D.C. 20549
Re: urban-gro, Inc.
Registration Statement on Form S-1
File No. 333-250120
Ladies and Gentlemen:
Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), ThinkEquity, a division of Fordham Financial Management, Inc., as representative of the underwriters, hereby requests acceleration of the effective date of the above-referenced Registration Statement so that it will become effective at 4:00 p.m. Eastern Time on February 11, 2021 or as soon thereafter as practicable.
Pursuant to Rule 460 under the Securities Act, please be advised that there will be distributed to each underwriter, who is reasonably anticipated to be invited to participate in the distribution of the security, as many copies of the proposed form of preliminary prospectus as appears to be reasonable to secure adequate distribution of the preliminary prospectus.
The undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Very truly yours,
ThinkEquity
Show Raw Text
CORRESP
1
filename1.htm
ThinkEquity
A division of Fordham Financial Management,
Inc.
17 State Street, 22nd Floor
New York, NY 10004
February
10, 2021
VIA EDGAR
U.S. Securities and Exchange Commission
Division of Corporation Finance
100 F St., N.E.
Washington, D.C. 20549
Re: urban-gro, Inc.
Registration Statement on Form S-1
File No. 333-250120
Ladies and Gentlemen:
Pursuant to Rule 461 promulgated under
the Securities Act of 1933, as amended (the “Securities Act”), ThinkEquity, a division of Fordham Financial
Management, Inc., as representative of the underwriters, hereby requests acceleration of the effective date of the
above-referenced Registration Statement so that it will become effective at 4:00 p.m. Eastern Time on February 11, 2021
or as soon thereafter as practicable.
Pursuant to Rule 460 under the Securities
Act, please be advised that there will be distributed to each underwriter, who is reasonably anticipated to be invited to participate
in the distribution of the security, as many copies of the proposed form of preliminary prospectus as appears to be reasonable
to secure adequate distribution of the preliminary prospectus.
The undersigned confirms that it has complied
with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied
with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the
above-referenced issue.
Very truly yours,
ThinkEquity
A division of Fordham Financial Management, Inc.
By:
/s/ Eric Lord
Name:
Eric Lord
Title:
Head of Investment Banking