Correspondence 0001999371-24-009340 from Tidal Trust III (CIK 0001722388)
Tidal Trust III (CIK 0001722388)
Date: Aug. 1, 2024 · CIK: 0001722388 · Accession: 0001999371-24-009340
AI Filing Summary & Sentiment
File numbers found in text: 333-221764, 811-23312
Letter
VIA EDGAR TRANSMISSION Division of Investment Management Washington, DC 20549 Re: Tidal Trust III (the “Trust”) Post-Effective Amendment No. 40 to the Trust’s Registration Statement on Form N-1A (the “Amendment”) File Nos. 811-23312; 333-221764
Dear Ms. White:
This correspondence responds to comments the Trust received from the staff of the U.S. Securities and Exchange Commission (the “Staff” or the “Commission”) on July 29, 2024, with respect to the Registration Statement and the Trust’s proposed new series, the Rockefeller Opportunistic Municipal Bond ETF, Rockefeller California Municipal Bond ETF and Rockefeller New York Municipal Bond ETF (each a “Fund,” together the “Funds”). For your convenience, the comments have been reproduced with responses following each comment. Capitalized terms not otherwise defined have the same meaning as in the Registration Statement.
Prospectus
Fees and Expenses
1. Please remove footnote 2 from each Fund’s fee table regarding a voluntary waiver, as presented in Appendix A to the correspondence filed by the Trust on July 26, 2024.
Response: The Trust responds supplementally by respectfully declining to remove the referenced footnote. The Trust feels that inclusion of the footnote is necessary to avoid investor confusion since each Fund’s management fee will be less than the amount presented in the table through December 31, 2024.
If you have any questions or require further information, please contact John Hadermayer at (262) 318-8236 or jhadermayer@tidalfg.com.
Sincerely,
/s/ John Hadermayer
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CORRESP
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Tidal Trust III
234 West Florida Street, Suite 203
Milwaukee, Wisconsin 53204
August 1, 2024
VIA EDGAR TRANSMISSION
Alison White
U.S. Securities and Exchange Commission
Division of Investment Management
100 F Street NE
Washington, DC 20549
Re: Tidal Trust III (the “Trust”)
Post-Effective Amendment No. 40 to the Trust’s Registration Statement on Form N-1A
(the “Amendment”)
File Nos. 811-23312; 333-221764
Dear Ms. White:
This correspondence responds to comments the Trust
received from the staff of the U.S. Securities and Exchange Commission (the “Staff” or the “Commission”) on July
29, 2024, with respect to the Registration Statement and the Trust’s proposed new series, the Rockefeller Opportunistic Municipal
Bond ETF, Rockefeller California Municipal Bond ETF and Rockefeller New York Municipal Bond ETF (each a “Fund,” together the
“Funds”). For your convenience, the comments have been reproduced with responses following each comment. Capitalized terms
not otherwise defined have the same meaning as in the Registration Statement.
Prospectus
Fees and Expenses
1. Please remove footnote 2 from each Fund’s fee table regarding a voluntary waiver, as presented
in Appendix A to the correspondence filed by the Trust on July 26, 2024.
Response: The Trust responds supplementally
by respectfully declining to remove the referenced footnote. The Trust feels that inclusion of the footnote is necessary to avoid investor
confusion since each Fund’s management fee will be less than the amount presented in the table through December 31, 2024.
If you have any questions or require further information,
please contact John Hadermayer at (262) 318-8236 or jhadermayer@tidalfg.com.
Sincerely,
/s/ John Hadermayer
John Hadermayer
SVP Legal
Tidal Investments LLC