SEC Company Response from Tiziana Life Sciences Ltd (TLSA) (CIK 0001723069) (TLSA) — Oct 30, 2018
Tiziana Life Sciences Ltd (TLSA) (CIK 0001723069)
Date: Oct. 30, 2018 · CIK: 0001723069 · Accession: 0001213900-18-014652
AI Filing Summary & Sentiment
File numbers found in text: 333-226368
Letter
LAIDLAW & COMPANY (UK) LTD.
521 Fifth Avenue, 12th Floor
New York, New York 10175
October 30, 2018
Via EDGAR
United States Securities and Exchange Commission
Division of Corporation Finance
F Street, N.E.
Washington, D.C. 20549
Re: Tiziana Life Sciences plc Registration Statement on Form F-1
(SEC File No. 333-226368)
Ladies and Gentleman:
In connection with the above referenced Registration Statement, and pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended (the “Act”), the undersigned, the representative of the several underwriters (the “Representative”), hereby joins in the request of Tiziana Life Sciences plc that the effective date of the above-referenced Registration Statement be accelerated so that the Registration Statement may become effective on 4:00 p.m. Eastern Time on Thursday, November 1, 2018, or as soon as practicable thereafter.
Pursuant to Rule 460 under the Act, please be advised that during the period from September 25, 2018 through the date of this letter, the preliminary prospectus, dated September 25, 2018 (the “Preliminary Prospectus”), in connection with the Registration Statement were distributed (either in print or electronic form) approximately as follows:
Copies to underwriters:
Copies to prospective dealers:
Copies to prospective institutional investors:
Copies to prospective retail investors:
Total
Copies of the Preliminary Prospectus were available to anyone requesting the same at the offices of the underwriters.
The Representative confirms on behalf of itself and the several underwriters that they have complied with and will continue to comply with Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Sincerely,
LAIDLAW & COMPANY (UK) LTD.
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CORRESP
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filename1.htm
LAIDLAW
& COMPANY (UK) LTD.
521 Fifth Avenue, 12th Floor
New York, New York 10175
October
30, 2018
Via
EDGAR
United
States Securities and Exchange Commission
Division
of Corporation Finance
100
F Street, N.E.
Washington,
D.C. 20549
Re: Tiziana
Life Sciences plc Registration Statement on Form F-1
(SEC File No. 333-226368)
Ladies
and Gentleman:
In
connection with the above referenced Registration Statement, and pursuant to Rule 461 of the General Rules and Regulations under
the Securities Act of 1933, as amended (the “Act”), the undersigned, the representative of the several underwriters
(the “Representative”), hereby joins in the request of Tiziana Life Sciences plc that the effective date of the above-referenced
Registration Statement be accelerated so that the Registration Statement may become effective on 4:00 p.m. Eastern Time on Thursday,
November 1, 2018, or as soon as practicable thereafter.
Pursuant
to Rule 460 under the Act, please be advised that during the period from September 25, 2018 through the date of this letter, the
preliminary prospectus, dated September 25, 2018 (the “Preliminary Prospectus”), in connection with the Registration
Statement were distributed (either in print or electronic form) approximately as follows:
Copies to underwriters:
5
Copies to prospective dealers:
0
Copies to prospective institutional investors:
45
Copies to prospective retail investors:
100
Total
150
Copies
of the Preliminary Prospectus were available to anyone requesting the same at the offices of the underwriters.
The
Representative confirms on behalf of itself and the several underwriters that they have complied with and will continue to comply
with Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Sincerely,
LAIDLAW & COMPANY (UK) LTD.
As Representative of the several underwriters
/s/ Hugh Regan
By:
Hugh
Regan
Title:
Executive
Director