SEC Company Response from Tiziana Life Sciences Ltd (TLSA) (CIK 0001723069) (TLSA) — Nov 19, 2018
Tiziana Life Sciences Ltd (TLSA) (CIK 0001723069)
Date: Nov. 19, 2018 · CIK: 0001723069 · Accession: 0001213900-18-016132
AI Filing Summary & Sentiment
File numbers found in text: 333-226368
Letter
LAIDLAW& COMPANY (UK) LTD.
521 Fifth Avenue, 12th Floor
New York, New York 10175
November 19, 2018
Via EDGAR
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Re: Tiziana Life Sciences plc Post-Effective Amendment No. 1 to Registration Statement on Form F-1
(SEC File No. 333-226368)
Ladies and Gentleman:
In connection with the above referenced Post-Effective Amendment No. 1 to Registration Statement on Form F-1, and pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended (the “Act”), the undersigned, the representative of the several underwriters (the “Representative”), hereby joins in the request of Tiziana Life Sciences plc that the effective date of the above-referenced Post-Effective Amendment No. 1 to Registration Statement on Form F-1 be accelerated so that the Post-Effective Amendment No. 1 to Registration Statement on Form F-1 may become effective on 4:00 p.m. Eastern Standard Time on Monday, November 19, 2018, or as soon as practicable thereafter.
Pursuant to Rule 460 under the Act, please be advised that during the period from September 25, 2018 through the date of this letter, the preliminary prospectus, dated September 25, 2018 (the “Preliminary Prospectus”), in connection with the Registration Statement of Form F-1, which was declared effective on Friday, November 9, 2018, were distributed (either in print or electronic form) approximately as follows:
Copies to underwriters:
Copies to prospective dealers:
Copies to prospective institutional investors:
Copies to prospective retail investors:
Total
Copies of the Preliminary Prospectus were available to anyone requesting the same at the offices of the underwriters.
The Representative confirms on behalf of itself and the several underwriters that they have complied with and will continue to comply with Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Sincerely,
LAIDLAW & COMPANY (UK) LTD.
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CORRESP
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LAIDLAW& COMPANY (UK) LTD.
521 Fifth Avenue, 12th Floor
New York, New York 10175
November 19, 2018
Via
EDGAR
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Re:
Tiziana Life Sciences plc Post-Effective Amendment No. 1 to Registration Statement on Form F-1
(SEC File No. 333-226368)
Ladies and Gentleman:
In connection with
the above referenced Post-Effective Amendment No. 1 to Registration Statement on Form F-1, and pursuant to Rule 461 of the General
Rules and Regulations under the Securities Act of 1933, as amended (the “Act”), the undersigned, the representative
of the several underwriters (the “Representative”), hereby joins in the request of Tiziana Life Sciences plc that the
effective date of the above-referenced Post-Effective Amendment No. 1 to Registration Statement on Form F-1 be accelerated so that
the Post-Effective Amendment No. 1 to Registration Statement on Form F-1 may become effective on 4:00 p.m. Eastern Standard Time
on Monday, November 19, 2018, or as soon as practicable thereafter.
Pursuant to Rule
460 under the Act, please be advised that during the period from September 25, 2018 through the date of this letter, the preliminary
prospectus, dated September 25, 2018 (the “Preliminary Prospectus”), in connection with the Registration Statement
of Form F-1, which was declared effective on Friday, November 9, 2018, were distributed (either in print or electronic form) approximately
as follows:
Copies to underwriters:
5
Copies to prospective dealers:
0
Copies to prospective institutional investors:
45
Copies to prospective retail investors:
100
Total
150
Copies of the Preliminary
Prospectus were available to anyone requesting the same at the offices of the underwriters.
The Representative
confirms on behalf of itself and the several underwriters that they have complied with and will continue to comply with Rule 15c2-8
promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Sincerely,
LAIDLAW & COMPANY (UK) LTD.
As Representative of the several underwriters
/s/ Hugh Regan
By:
Hugh Regan
Title:
Executive Director