SEC Company Response from Aptorum Group Ltd (APM) (CIK 0001734005) (NIKI) — Nov 30, 2018
Aptorum Group Ltd (APM) (CIK 0001734005)
Date: Nov. 30, 2018 · CIK: 0001734005 · Accession: 0001213900-18-016758
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-227198
Letter
November 30, 2018
VIA EDGAR CORRESPONDENCE
Christine Westbrook
U.S. Securities and Exchange Commission
Division of Corporate Finance
Office of Real Estate and Commodities
100 F Street, N.E.
Mail Stop 3233
Washington, DC 20549
Re: Aptorum Group Limited
Registration Statement on Form F-1/A (File No. 333-227198)
REQUEST FOR ACCELERATION OF EFFECTIVENESS
Ladies and Gentlemen:
In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Boustead Securities, LLC, as representative of the underwriters, hereby requests acceleration of the effective date of the above-referenced Registration Statement so that it will become effective at 4:30 p.m., Eastern Time, on December 3, 2018, or as soon thereafter as practicable.
The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:
(i) Date of preliminary prospectus: November 15, 2018
(ii) Dates of distribution: November 15, 2018 to November 30, 2018
(iii) Number of prospective underwriters and dealers to whom the preliminary prospectus was furnished:
(iv) Number of prospectuses so distributed: 400
The undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Boustead Securities, LLC
By: /s/ Keith Moore
Name: Keith Moore
Title: CEO
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CORRESP
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November 30, 2018
VIA EDGAR CORRESPONDENCE
Christine Westbrook
U.S. Securities and Exchange Commission
Division of Corporate Finance
Office of Real Estate and Commodities
100 F Street, N.E.
Mail Stop 3233
Washington, DC 20549
Re:
Aptorum Group Limited
Registration Statement on Form F-1/A (File No. 333-227198)
REQUEST FOR ACCELERATION OF EFFECTIVENESS
Ladies and Gentlemen:
In accordance with Rule
461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Boustead Securities, LLC, as representative
of the underwriters, hereby requests acceleration of the effective date of the above-referenced Registration Statement so that
it will become effective at 4:30 p.m., Eastern Time, on December 3, 2018, or as soon thereafter as practicable.
The following is supplemental information supplied
under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:
(i) Date of preliminary prospectus: November 15, 2018
(ii) Dates of distribution: November 15, 2018 to November 30, 2018
(iii) Number of prospective underwriters and dealers to whom the preliminary prospectus was furnished:
7
(iv) Number of prospectuses so distributed: 400
The
undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by
participating dealers that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act
of 1934, as amended, in connection with the above-referenced issue.
Boustead Securities, LLC
By:
/s/ Keith Moore
Name:
Keith Moore
Title:
CEO