SEC Company Response from NIO Inc. (NIO, NIOIF) (CIK 0001736541) (NIO) — Sep 7, 2018
NIO Inc. (NIO, NIOIF) (CIK 0001736541)
Date: Sept. 7, 2018 · CIK: 0001736541 · Accession: 0001193125-18-269112
AI Filing Summary & Sentiment
File numbers found in text: 001-38638, 333-226822
Letter
Underwriters acceleration request
Morgan Stanley & Co. LLC
1585 Broadway
New York, New York 10036
U.S.A.
Goldman Sachs (Asia) L.L.C.
68th Floor, Cheung Kong Center
2 Queens Road
Central, Hong Kong
J.P. Morgan Securities LLC
383 Madison Avenue
New York, New York 10179 U.S.A.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
One Bryant Park
New York, New York 10036
Deutsche Bank Securities Inc.
60 Wall Street
New York, New York 10005 U.S.A.
Citigroup Global Markets Inc.
388 Greenwich Street,
New York, New York 10013
Credit Suisse Securities (USA) LLC
Eleven Madison Avenue
New York, New York 10010
UBS Securities LLC
1285 Avenue of the Americas
New York, New York 10019
As representatives of the prospective underwriters
VIA EDGAR
September 7, 2018
Office of Transportation and Leisure
Division of Corporation Finance
U.S. Securities & Exchange Commission
100 F Street, NE
Washington, D.C. 20549
Attention: Ms. Anne Nguyen Parker
Ms. Sonia Bednarowski
Mr. Doug Jones
Ms. Theresa Brilliant
Re: NIO Inc. (the “Company”)
Registration Statement on Form F-1, as amended (Registration No. 333-226822)
Registration Statement on Form 8-A (Registration No. 001-38638)
Ladies and Gentlemen:
We hereby join the Company’s request for acceleration of the above-referenced Registration Statements, requesting effectiveness for 4:00 p.m., Eastern Daylight Time on September 11, 2018, or as soon thereafter as is practicable.
Pursuant to Rule 460 of the General Rules and Regulations promulgated under the Securities Act of 1933, as amended, we wish to advise you that between August 28, 2018 and the date hereof, approximately 1,655 copies of the preliminary prospectus of the Company dated August 28, 2018 were distributed to underwriters, dealers, institutional investors and others.
We have been advised by the prospective underwriters that they have complied and will continue to comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
[Signature page follows]
Very truly yours,
As representatives of the prospective underwriters
Show Raw Text
CORRESP 1 filename1.htm Underwriters acceleration request Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 U.S.A. Goldman Sachs (Asia) L.L.C. 68th Floor, Cheung Kong Center 2 Queens Road Central, Hong Kong J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 U.S.A. Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 Deutsche Bank Securities Inc. 60 Wall Street New York, New York 10005 U.S.A. Citigroup Global Markets Inc. 388 Greenwich Street, New York, New York 10013 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, New York 10010 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 As representatives of the prospective underwriters VIA EDGAR September 7, 2018 Office of Transportation and Leisure Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Ms. Anne Nguyen Parker Ms. Sonia Bednarowski Mr. Doug Jones Ms. Theresa Brilliant Re: NIO Inc. (the “Company”) Registration Statement on Form F-1, as amended (Registration No. 333-226822) Registration Statement on Form 8-A (Registration No. 001-38638) Ladies and Gentlemen: We hereby join the Company’s request for acceleration of the above-referenced Registration Statements, requesting effectiveness for 4:00 p.m., Eastern Daylight Time on September 11, 2018, or as soon thereafter as is practicable. Pursuant to Rule 460 of the General Rules and Regulations promulgated under the Securities Act of 1933, as amended, we wish to advise you that between August 28, 2018 and the date hereof, approximately 1,655 copies of the preliminary prospectus of the Company dated August 28, 2018 were distributed to underwriters, dealers, institutional investors and others. We have been advised by the prospective underwriters that they have complied and will continue to comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended. [Signature page follows] Very truly yours, As representatives of the prospective underwriters MORGAN STANLEY & CO. LLC By: /s/ Mille Cheng Name: Mille Cheng Title: Managing Director GOLDMAN SACHS (ASIA) L.L.C. By: /s/ Edward Byun Name: Edward Byun Title: Managing Director J.P. MORGAN SECURITIES LLC By: /s/ Alice Takhtajan Name: Alice Takhtajan Title: Managing Director MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED By: /s/ Catherine Wang Name: Catherine Wang Title: Managing Director DEUTSCHE BANK SECURITIES INC. By: /s/ Paul Stowell Name: Paul Stowell Title: Managing Director By: /s/ Stephen Lambrix Name: Stephen Lambrix Title: Director CITIGROUP GLOBAL MARKETS INC. By: /s/ David Jiang Name: David Jiang Title: Managing Director CREDIT SUISSE SECURITIES (USA) LLC By: /s/ Craig Wiele Name: Craig Wiele Title: Managing Director UBS SECURITIES LLC By: /s/ Daniel Parisi Name: Daniel Parisi Title: Associate Director By: /s/ Michael O’Donovan Name: Michael O’Donovan Title: Managing Director