SEC Company Response from FlowStone Opportunity Fund (CIK 0001741739) — Jul 31, 2020
FlowStone Opportunity Fund (CIK 0001741739)
Date: July 31, 2020 · CIK: 0001741739 · Accession: 0001104659-20-089137
AI Filing Summary & Sentiment
File numbers found in text: 333-225212, 811-23352
Letter
FlowStone Opportunity Fund
55 Nod Road, Suite 120
Avon, CT 06001
July 31, 2020
VIA EDGAR TRANSMISSION
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Attn: Ryan Sutcliffe
Re: FlowStone Opportunity Fund (the “Fund”)
(1933 Act Registration No. 333-225212) (1940 Act Registration No. 811-23352)
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Securities Act”), we hereby request that the effective date of the Fund’s registration statement on Form N-2 under the Securities Act, and Post-Effective Amendment No. 3 thereto, and Amendment No. 7 to the Fund’s registration statement on Form N-2 under the Investment Company Act of 1940, as amended, be accelerated to July 31, 2020, or as soon thereafter as is reasonably practicable.
Should the Securities and Exchange Commission (the “Commission”) or staff, acting pursuant to delegated authority, declare the filing effective, the Fund acknowledges that such action does not foreclose the Commission from taking any action with respect to the filing. The Fund further acknowledges that the action of the Commission or staff, acting pursuant to delegated authority, in declaring the filing effective does not relieve the Fund from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and the Fund may not assert this action as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Very truly yours,
FLOWSTONE OPPORTUNITY FUND
Show Raw Text
CORRESP
1
filename1.htm
FlowStone Opportunity
Fund
55 Nod Road, Suite 120
Avon, CT 06001
July 31, 2020
VIA EDGAR TRANSMISSION
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Attn: Ryan Sutcliffe
Re: FlowStone Opportunity Fund (the “Fund”)
(1933 Act Registration No. 333-225212) (1940 Act Registration No. 811-23352)
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities
Act of 1933, as amended (the “Securities Act”), we hereby request that the effective date of the Fund’s registration
statement on Form N-2 under the Securities Act, and Post-Effective Amendment No. 3 thereto, and Amendment No. 7 to the Fund’s
registration statement on Form N-2 under the Investment Company Act of 1940, as amended, be accelerated to July 31, 2020, or as
soon thereafter as is reasonably practicable.
Should the Securities and Exchange Commission
(the “Commission”) or staff, acting pursuant to delegated authority, declare the filing effective, the Fund acknowledges
that such action does not foreclose the Commission from taking any action with respect to the filing. The Fund further acknowledges
that the action of the Commission or staff, acting pursuant to delegated authority, in declaring the filing effective does not
relieve the Fund from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and the Fund may not
assert this action as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of
the United States.
Very truly yours,
FLOWSTONE OPPORTUNITY FUND
/s/ Scott P. Conners
Name:
Scott P. Conners
Title:
President
FORESIDE FINANCIAL SERVICES, LLC
/s/ Mark Fairbanks
Name:
Mark Fairbanks
Title:
Vice-President