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SEC Comment Letter 0000000000-23-000757 to ESTATE OF HAZINE CHERMON CHERY (CIK 0001744919)

ESTATE OF HAZINE CHERMON CHERY (CIK 0001744919)
Date: Jan. 24, 2023 · CIK: 0001744919 · Accession: 0000000000-23-000757

Regulatory Compliance Offering / Registration Process Financial Reporting

AI Filing Summary & Sentiment

Sentiment
Urgency
Document Type
Confidence
SEC Posture
Company Posture

Summary

Reasoning

File numbers found in text: 811-23421

Date
January 13, 2023
Author
Disclosure Review and Accounting Office
Form
UPLOAD
Company
ESTATE OF HAZINE CHERMON CHERY (CIK 0001744919)

Letter

January 13, 2023 Via U.S. Mail Hazine Chermon Chery 1455 North West 61 st Street Unit 206 Miami, Florida 33142 Re: Estate of Hazine Chermon Chery File No. 811-23421 Dear Hazine Chermon Chery : On April 30, 2019 you filed an amended Form N- 8A notifying the Commission of your intention to register as an investment company under the Investment Company Act of 1940 (“1940 Act”). In that filing , you note that you are concurrently filing a registration statement pursuant to Section 8(b) of the 1940 Act but the registration statement was not included with the filing nor was it later filed .

As such, your current filing i s materially deficient . Consequently, we believe you should either deregister the company or amend the filing to provide substantive and accurate responses to the Form N- 8A item requirements. In that regard, we believe you should consult with a lawyer to assist you with the deregistration process or in complying with the requirements of Form N -8A.

As a result of these deficiencies , you should not deem yourself a “registered” investment company . We do not believe investors should rely on the documents you have filed with us for any investment purpose. I t is our intention to post this letter. If you have any questions, you may contact our office at (202) 551-6921. Sincerely,

Disclosure Review and Accounting Office

Show Raw Text
January 13, 2023
  Via U.S. Mail
 Hazine Chermon Chery
1455 North West 61
st Street Unit 206
Miami, Florida 33142
Re: Estate of Hazine Chermon Chery
File No. 811-23421
Dear Hazine Chermon Chery :
  On April 30, 2019 you filed an amended Form N- 8A notifying the Commission of your
intention to register as an investment company under the Investment Company Act of 1940 (“1940 Act”).  In that filing , you note that you are concurrently filing a registration statement
pursuant to Section 8(b) of the 1940 Act  but the registration statement was not included with the
filing nor was it later filed .

As such, your current filing i s materially deficient .  Consequently, we believe you should
either deregister the company or amend the filing to provide substantive and accurate responses to the Form N- 8A item requirements.  In that regard, we believe you should consult with a
lawyer to assist you with the deregistration process or in complying with the requirements of Form N -8A.

As a result of these deficiencies , you should not deem yourself a “registered” investment
company . We do not believe investors should rely on the documents you have filed with us for
any investment purpose.  I t is our intention to post this letter.
 If you have any questions, you may contact our office at (202) 551-6921.   Sincerely,

 Disclosure Review and Accounting Office