SEC Company Response from RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) (CIK 0001746967) (RMI) — Oct 22, 2018
RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) (CIK 0001746967)
Date: Oct. 22, 2018 · CIK: 0001746967 · Accession: 0001398344-18-015179
AI Filing Summary & Sentiment
File numbers found in text: 333-226273, 811-23366
Letter
Re: RiverNorth Opportunistic Municipal Income Fund, Inc.
October 22, 2018
Via EDGAR
Securities and Exchange Commission
Division of Investment Management, Office of Disclosure Review and Accounting
100 F Street, NE
Washington, DC 20549-4561
Attn: Dominic Minore
Registration Statement on Form N-2
File Nos. 333-226273 and 811-23366
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned, UBS Securities LLC, as the representative of the several underwriters of the offering pursuant to the above-referenced Registration Statement on Form N-2, as amended (the “Registration Statement”), hereby join in the request of RiverNorth Opportunistic Municipal Income Fund, Inc. that the effective date of the Registration Statement be accelerated so that the Registration Statement becomes effective at 2:00 p.m., Eastern Time, on Thursday, October 25, 2018, or as soon thereafter as practicable.
Pursuant to Rule 460 under the Act, we, as representatives of the several underwriters, wish to advise you that there will be distributed to each underwriter or dealer, who is reasonably anticipated to participate in the distribution of the security, as many copies of the proposed form of preliminary prospectus as appears to be reasonable to secure adequate distribution of the preliminary prospectus.
We, the undersigned, as representative of the several underwriters, have complied and will continue to comply, and we have been informed by the participating underwriters and dealers that they have complied and will continue to comply, with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
Very truly yours,
UBS SECURITIES LLC
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CORRESP
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October 22, 2018
Via EDGAR
Securities and Exchange Commission
Division of Investment Management, Office of Disclosure
Review and Accounting
100 F Street, NE
Washington, DC 20549-4561
Attn: Dominic Minore
Re: RiverNorth Opportunistic Municipal Income Fund, Inc.
Registration Statement on Form N-2
File Nos. 333-226273 and 811-23366
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act
of 1933, as amended (the “Securities Act”), the undersigned, UBS Securities LLC, as the representative of the
several underwriters of the offering pursuant to the above-referenced Registration Statement on Form N-2, as amended (the “Registration
Statement”), hereby join in the request of RiverNorth Opportunistic Municipal Income Fund, Inc. that the effective date
of the Registration Statement be accelerated so that the Registration Statement becomes effective at 2:00 p.m., Eastern Time, on
Thursday, October 25, 2018, or as soon thereafter as practicable.
Pursuant to Rule 460 under the Act, we, as representatives
of the several underwriters, wish to advise you that there will be distributed to each underwriter or dealer, who is reasonably
anticipated to participate in the distribution of the security, as many copies of the proposed form of preliminary prospectus as
appears to be reasonable to secure adequate distribution of the preliminary prospectus.
We, the undersigned, as representative of the
several underwriters, have complied and will continue to comply, and we have been informed by the participating underwriters and
dealers that they have complied and will continue to comply, with the requirements of Rule 15c2-8 under the Securities Exchange
Act of 1934, as amended.
Very truly yours,
UBS SECURITIES LLC
As representative of the several underwriters
UBS SECURITIES LLC
By:
/s/ Saawan Pathange
Name: Saawan Pathange
Title: Managing Director
UBS SECURITIES LLC
By:
/s/ Federico Gonzalez
Name: Federico Gonzalez
Title: Associate Director