SEC Comment Letter 0000000000-23-010034 to ONECONNECT FINANCIAL TECHNOLOGY CO., LTD. (OCFT) (CIK 0001780531)
ONECONNECT FINANCIAL TECHNOLOGY CO., LTD. (OCFT) (CIK 0001780531)
Date: Sept. 11, 2023 · CIK: 0001780531 · Accession: 0000000000-23-010034
AI Filing Summary & Sentiment
File numbers found in text: 001-39147
Letter
United States securities and exchange commission logo September 11, 2023 Yongtao Luo Chief Financial Officer OneConnect Financial Technology Co., Ltd. 10-14F, Block A, Platinum Towers, No.1 Tairan 7th Road Futian District, Shenzhen, Guangdong, 518000 The People’s Republic of China Re:OneConnect Financial Technology Co., Ltd. Form 20-F for the Fiscal Year Ended December 31, 2022 Response dated August 25, 2023 File No. 001-39147 Dear Yongtao Luo: We have reviewed your August 25, 2023 response to our comment letter and have the following comment. In our comment, we may ask you to provide us with information so we may better understand your disclosure. Please respond to this comment within ten business days by providing the requested information or advise us as soon as possible when you will respond. After reviewing your response to this comment, we may have additional comments. Unless we note otherwise, our references to prior comments are to comments in our July 28, 2023 letter. Form 20-F for the Fiscal Year Ended December 31, 2022 Item 16I. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections, page 184 1.We note your response to comment 2 that one of your directors held a leadership position at a SOE 15 years ago. Please identify this director and SOE, as well as expand upon any roles held by this director or any directors at any SOE. In this regard we note that Dr. Zhang established the Shenzhen branch of SPD Bank and served as president of the branch until May 2015, approximately eight years ago. Please also clarify whether the individual referred to in your response or any director has any other involvement in CCP matters, including your consideration of current and prior CCP memberships or affiliations with CCP.
FirstName LastNameYongtao Luo Comapany NameOneConnect Financial Technology Co., Ltd. September 11, 2023 Page 2 FirstName LastName Yongtao Luo OneConnect Financial Technology Co., Ltd. September 11, 2023 Page 2 Please contact Jimmy McNamara at 202-551-3783 or Christopher Dunham at 202-551- 3783 with any other questions. Sincerely, Division of Corporation Finance Disclosure Review Program cc: Shuang Zhao
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United States securities and exchange commission logo
September 11, 2023
Yongtao Luo
Chief Financial Officer
OneConnect Financial Technology Co., Ltd.
10-14F, Block A, Platinum Towers, No.1 Tairan 7th Road
Futian District, Shenzhen, Guangdong, 518000
The People’s Republic of China
Re:OneConnect Financial Technology Co., Ltd.
Form 20-F for the Fiscal Year Ended December 31, 2022
Response dated August 25, 2023
File No. 001-39147
Dear Yongtao Luo:
We have reviewed your August 25, 2023 response to our comment letter and have the
following comment. In our comment, we may ask you to provide us with information so we may
better understand your disclosure.
Please respond to this comment within ten business days by providing the requested
information or advise us as soon as possible when you will respond.
After reviewing your response to this comment, we may have additional
comments. Unless we note otherwise, our references to prior comments are to comments in our
July 28, 2023 letter.
Form 20-F for the Fiscal Year Ended December 31, 2022
Item 16I. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections, page 184
1.We note your response to comment 2 that one of your directors held a leadership position
at a SOE 15 years ago. Please identify this director and SOE, as well as expand upon any
roles held by this director or any directors at any SOE. In this regard we note that Dr.
Zhang established the Shenzhen branch of SPD Bank and served as president of the
branch until May 2015, approximately eight years ago. Please also clarify whether the
individual referred to in your response or any director has any other involvement in CCP
matters, including your consideration of current and prior CCP memberships or
affiliations with CCP.
FirstName LastNameYongtao Luo
Comapany NameOneConnect Financial Technology Co., Ltd.
September 11, 2023 Page 2
FirstName LastName
Yongtao Luo
OneConnect Financial Technology Co., Ltd.
September 11, 2023
Page 2
Please contact Jimmy McNamara at 202-551-3783 or Christopher Dunham at 202-551-
3783 with any other questions.
Sincerely,
Division of Corporation Finance
Disclosure Review Program
cc: Shuang Zhao