SEC Comment Letter for CARRIER GLOBAL Corp (CARR) (CIK 0001783180) (CARR) — Nov 27, 2019
CARRIER GLOBAL Corp (CARR) (CIK 0001783180)
Date: Nov. 27, 2019 · CIK: 0001783180 · Accession: 0000000000-19-015940
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November 27, 2019 David L. Gitlin Chief Executive Officer Carrier Global Corporation 13995 Pasteur Boulevard Palm Beach Gardens, FL 33418 Re:Carrier Global Corporation Amendment No. 2 to Draft Registration Statement on Form 10-12B Submitted November 15, 2019 CIK No. 0001783180 Dear Mr. Gitlin: We have reviewed your amended draft registration statement and have the following comments. In some of our comments, we may ask you to provide us with information so we may better understand your disclosure. Please respond to this letter by providing the requested information and either submitting an amended draft registration statement or publicly filing your registration statement on EDGAR. If you do not believe our comments apply to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response. After reviewing the information you provide in response to these comments and your amended draft registration statement or filed registration statement, we may have additional comments. Amendment No. 2 to Draft Registration Statement Description of Carrier Capital Stock, page 135 1.Please revise to disclose provisions in your Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws relating to the rights of stockholders to call special meetings and to act by written consent.
FirstName LastNameDavid L. Gitlin Comapany NameCarrier Global Corporation November 27, 2019 Page 2 FirstName LastName David L. Gitlin Carrier Global Corporation November 27, 2019 Page 2 You may contact Amy Geddes at (202) 551-3304 or Doug Jones at (202) 551-3309 if you have questions regarding comments on the financial statements and related matters. Please contact J. Nolan McWilliams at (202) 551-3217 or Laura Nicholson at (202) 551-3584 with any other questions. Sincerely, Division of Corporation Finance Office of Technology cc: Edward J. Lee, Esq.
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November 27, 2019
David L. Gitlin
Chief Executive Officer
Carrier Global Corporation
13995 Pasteur Boulevard
Palm Beach Gardens, FL 33418
Re:Carrier Global Corporation
Amendment No. 2 to
Draft Registration Statement on Form 10-12B
Submitted November 15, 2019
CIK No. 0001783180
Dear Mr. Gitlin:
We have reviewed your amended draft registration statement and have the following
comments. In some of our comments, we may ask you to provide us with information so we
may better understand your disclosure.
Please respond to this letter by providing the requested information and either submitting
an amended draft registration statement or publicly filing your registration statement on
EDGAR. If you do not believe our comments apply to your facts and circumstances or do not
believe an amendment is appropriate, please tell us why in your response.
After reviewing the information you provide in response to these comments and your
amended draft registration statement or filed registration statement, we may have additional
comments.
Amendment No. 2 to Draft Registration Statement
Description of Carrier Capital Stock, page 135
1.Please revise to disclose provisions in your Amended and Restated Certificate of
Incorporation and Amended and Restated Bylaws relating to the rights of stockholders to
call special meetings and to act by written consent.
FirstName LastNameDavid L. Gitlin
Comapany NameCarrier Global Corporation
November 27, 2019 Page 2
FirstName LastName
David L. Gitlin
Carrier Global Corporation
November 27, 2019
Page 2
You may contact Amy Geddes at (202) 551-3304 or Doug Jones at (202) 551-3309 if you
have questions regarding comments on the financial statements and related matters. Please
contact J. Nolan McWilliams at (202) 551-3217 or Laura Nicholson at (202) 551-3584 with any
other questions.
Sincerely,
Division of Corporation Finance
Office of Technology
cc: Edward J. Lee, Esq.