SEC Comment Letter for Commonwealth Thoroughbreds LLC (CIK 0001789339) — Oct 4, 2021
Commonwealth Thoroughbreds LLC (CIK 0001789339)
Date: Oct. 4, 2021 · CIK: 0001789339 · Accession: 0000000000-21-012005
AI Filing Summary & Sentiment
File numbers found in text: 024-11130
Letter
United States securities and exchange commission logo October 4, 2021 Brian Doxtator Chief Executive Officer Commonwealth Thoroughbreds LLC 1450 North Broadway Lexington, Kentucky 40505 Re:Commonwealth Thoroughbreds LLC Post-Qualification Amendment No. 4 to Offering Statement on Form 1-A Filed September 30, 2021 File No. 024-11130 Dear Mr. Doxtator: This is to advise you that we do not intend to review your offering statement. We will consider qualifying your offering statement at your request. If a participant in your offering is required to clear its compensation arrangements with FINRA, please have FINRA advise us that it has no objections to the compensation arrangements prior to qualification. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. We also remind you that, following qualification of your Form 1-A, Rule 257 of Regulation A requires you to file periodic and current reports, including a Form 1-K which will be due within 120 calendar days after the end of the fiscal year covered by the report. Please contact Taylor Beech at 202-551-4515 with any questions. Sincerely, Division of Corporation Finance Office of Trade & Services cc: Alan MacDonald
Show Raw Text
United States securities and exchange commission logo
October 4, 2021
Brian Doxtator
Chief Executive Officer
Commonwealth Thoroughbreds LLC
1450 North Broadway
Lexington, Kentucky 40505
Re:Commonwealth Thoroughbreds LLC
Post-Qualification Amendment No. 4 to Offering Statement on Form 1-A
Filed September 30, 2021
File No. 024-11130
Dear Mr. Doxtator:
This is to advise you that we do not intend to review your offering statement.
We will consider qualifying your offering statement at your request. If a participant in
your offering is required to clear its compensation arrangements with FINRA, please have
FINRA advise us that it has no objections to the compensation arrangements prior to
qualification.
We remind you that the company and its management are responsible for the accuracy
and adequacy of their disclosures, notwithstanding any review, comments, action or absence of
action by the staff. We also remind you that, following qualification of your Form 1-A, Rule 257
of Regulation A requires you to file periodic and current reports, including a Form 1-K which
will be due within 120 calendar days after the end of the fiscal year covered by the report.
Please contact Taylor Beech at 202-551-4515 with any questions.
Sincerely,
Division of Corporation Finance
Office of Trade & Services
cc: Alan MacDonald