SEC Company Response from GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1984 (CIK 0001791161) — Feb 11, 2020
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1984 (CIK 0001791161)
Date: Feb. 11, 2020 · CIK: 0001791161 · Accession: 0001528621-20-000277
AI Filing Summary & Sentiment
File numbers found in text: 333-235841, 811-03763
Letter
February 11, 2020 VIA EDGAR FILING Mr. Edward Bartz Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549
Re: Guggenheim Defined Portfolios, Series 1984 Diversified Credit Portfolio of ETFs, Series 16 File Nos. 333-235841 and 811-03763 --------------------------------------------------------------------------------
Dear Mr. Bartz:
This letter responds to your comment given during a telephone conversation with our office regarding the registration statement on Form S-6 for Guggenheim Defined Portfolios, Series 1984, filed on January 8, 2020 with the Securities and Exchange Commission (the "Commission"). The registration statement proposes to offer the Diversified Credit Portfolio of ETFs, Series 16 (the "Trust").
PROSPECTUS
Investment Summary -- Principal Investment Strategy
1. The "Principal Investment Strategy" section states that the Trust may invest in exchange-traded funds that may invest in convertible securities. Please disclose whether these exchange-traded funds will substantially invest in contingent convertible securities. If so, please disclose this in the principal investment strategies and provide the corresponding risk disclosures.
Response: The exchange-traded funds that the Trust may invest in do not currently invest substantially in contingent convertible securities.
We appreciate your prompt attention to this registration statement. If you have any questions or comments or would like to discuss our responses to your questions, please feel free to contact the undersigned at (312) 845-3484.
Very truly yours,
CHAPMAN AND CUTLER LLP
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Chapman and Cutler LLP
111 West Monroe Street
Chicago, Illinois 60603
February 11, 2020
VIA EDGAR FILING
Mr. Edward Bartz
Division of Investment Management
Securities and Exchange Commission
100 F Street, N.E.
Washington, DC 20549
Re: Guggenheim Defined Portfolios, Series 1984
Diversified Credit Portfolio of ETFs, Series 16
File Nos. 333-235841 and 811-03763
--------------------------------------------------------------------------------
Dear Mr. Bartz:
This letter responds to your comment given during a telephone conversation
with our office regarding the registration statement on Form S-6 for Guggenheim
Defined Portfolios, Series 1984, filed on January 8, 2020 with the Securities
and Exchange Commission (the "Commission"). The registration statement proposes
to offer the Diversified Credit Portfolio of ETFs, Series 16 (the "Trust").
PROSPECTUS
Investment Summary -- Principal Investment Strategy
1. The "Principal Investment Strategy" section states that the Trust may
invest in exchange-traded funds that may invest in convertible securities.
Please disclose whether these exchange-traded funds will substantially invest in
contingent convertible securities. If so, please disclose this in the principal
investment strategies and provide the corresponding risk disclosures.
Response: The exchange-traded funds that the Trust may invest in do not
currently invest substantially in contingent convertible securities.
We appreciate your prompt attention to this registration statement. If you
have any questions or comments or would like to discuss our responses to your
questions, please feel free to contact the undersigned at (312) 845-3484.
Very truly yours,
CHAPMAN AND CUTLER LLP
By /s/ Morrison C. Warren
-------------------------
Morrison C. Warren
</TEXT>
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