SEC Comment Letter 0000000000-23-000772 to MCDONALD ROBERT JAMES (CIK 0001791490)
MCDONALD ROBERT JAMES (CIK 0001791490)
Date: Jan. 24, 2023 · CIK: 0001791490 · Accession: 0000000000-23-000772
AI Filing Summary & Sentiment
File numbers found in text: 811-23485
Letter
January 13, 2023 Via U.S. Mail McDonald Robert James 25 South East Dorion Avenue Suite 143 Pendelton, Oregon 97801 Re: McDonald Robert James File No. 811-23485 Dear McDonald Robert James : On October 23, 2019 you filed a Form N-8A notifying the Commission of your intention to register as an investment company under the Investment Company Act of 1940 (“1940 Act”). In that filing , you note that you are concurrently fi ling a registration statement pursuant to Section 8(b) of the 1940 Act but the registration statement was not included with the filing nor was it later filed .
As such, your current filing i s materially deficient . Consequently, we believe you should either deregister the company or amend the filing to provide substantive and accurate responses to the Form N- 8A item requirements. In that regard, we believe you should consult with a lawyer to assist you with the deregistration pro cess or in complying with the requirements of Form N -8A.
As a result of these deficiencies , you should not deem yourself a “registered” investment company . We do not believe investors should rely on the documents you have filed with us for any investment purpose. It is our intention to post this letter. If you have any questions, you may contact our office at (202) 551-6921. Sincerely,
Disclosure Review and Accounting Office
Show Raw Text
January 13, 2023 Via U.S. Mail McDonald Robert James 25 South East Dorion Avenue Suite 143 Pendelton, Oregon 97801 Re: McDonald Robert James File No. 811-23485 Dear McDonald Robert James : On October 23, 2019 you filed a Form N-8A notifying the Commission of your intention to register as an investment company under the Investment Company Act of 1940 (“1940 Act”). In that filing , you note that you are concurrently fi ling a registration statement pursuant to Section 8(b) of the 1940 Act but the registration statement was not included with the filing nor was it later filed . As such, your current filing i s materially deficient . Consequently, we believe you should either deregister the company or amend the filing to provide substantive and accurate responses to the Form N- 8A item requirements. In that regard, we believe you should consult with a lawyer to assist you with the deregistration pro cess or in complying with the requirements of Form N -8A. As a result of these deficiencies , you should not deem yourself a “registered” investment company . We do not believe investors should rely on the documents you have filed with us for any investment purpose. It is our intention to post this letter. If you have any questions, you may contact our office at (202) 551-6921. Sincerely, Disclosure Review and Accounting Office