SEC Company Response from m funds Trust (CIK 0001797978) — Feb 7, 2020
m funds Trust (CIK 0001797978)
Date: Feb. 7, 2020 · CIK: 0001797978 · Accession: 0001214659-20-001035
AI Filing Summary & Sentiment
File numbers found in text: 333-235758, 811-23503
Letter
VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Re: m+ Buffered Fund, m+ funds Trust, Series 1-9 Amendment No. 2 to Form S-6 File No. 333-235758; ICA File No. 811-23503
Dear Sir or Madam:
Pursuant to Rule 461 under the Securities Act of 1933 (the “Securities Act”) we, m+ funds Trust (the “Registrant”), and Cowen Prime Services, LLC, the principal underwriter of the Registrant, respectfully request acceleration of Amendment No. 2 to the Registrant’s Registration Statement on Form S-6 (the “Amendment”) to 12:00 noon on February 7, 2020, or as soon as possible thereafter.
We are aware of our obligations under the Securities Act, and believe that such acceleration would be consistent with the obligation of the Securities and Exchange Commission to have due regard for the protection of investors and would not be inconsistent with the purposes and policies of the Investment Company Act of 1940.
m+ FUNDS TRUST
COWEN PRIME SERVICES, LLC
By: Cowen Prime Services, LLC
As Depositor
By: /s/ Jack Siebald
By: /s/ Jack Siebald
Name: Jack Siebald
Name: Jack Siebald
Title: Managing Director
Title: Managing Director
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CORRESP
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m+ Funds Trust
c/o Cowen Prime Services, LLC
599 Lexington Avenue
New York, New York 10022
February 7, 2020
VIA EDGAR
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Re: m+ Buffered Fund, m+ funds Trust, Series 1-9
Amendment No. 2 to Form S-6
File No. 333-235758; ICA File No. 811-23503
Dear Sir or Madam:
Pursuant to Rule 461 under the Securities
Act of 1933 (the “Securities Act”) we, m+ funds Trust (the “Registrant”), and Cowen Prime Services, LLC,
the principal underwriter of the Registrant, respectfully request acceleration of Amendment No. 2 to the Registrant’s Registration
Statement on Form S-6 (the “Amendment”) to 12:00 noon on February 7, 2020, or as soon as possible thereafter.
We are aware of our obligations under
the Securities Act, and believe that such acceleration would be consistent with the obligation of the Securities and Exchange Commission
to have due regard for the protection of investors and would not be inconsistent with the purposes and policies of the Investment
Company Act of 1940.
m+ FUNDS TRUST
COWEN PRIME SERVICES, LLC
By: Cowen Prime Services, LLC
As Depositor
By:
/s/ Jack Siebald
By:
/s/ Jack Siebald
Name: Jack Siebald
Name: Jack Siebald
Title: Managing Director
Title: Managing Director