SEC Company Response from m funds Trust (CIK 0001797978) — Mar 18, 2020
m funds Trust (CIK 0001797978)
Date: March 18, 2020 · CIK: 0001797978 · Accession: 0001214659-20-002713
AI Filing Summary & Sentiment
File numbers found in text: 811-23503
Letter
Via EDGAR and e-mail United States Securities and Exchange Commission Division of Investment Management Re: m+ funds Trust, Series 3-2 Registration Statement on Form S-6 Filed March 18, 2020 File Nos.: 333-[●] and 811-23503
Dear Mr. Bartz:
On behalf of our client, m+ funds Trust, we submitted to the Securities and Exchange Commission on March 18, 2020 for filing the above-referenced registration statement for the m+ Growth [ ] Fund, m+ funds Trust, Series 3-2 (the “Trust”), a series of the m+ funds Trust.
The reference asset for the Trust will be the SPDR® S&P 500® ETF (the “Reference Asset”). The Trust will invest in a portfolio of exchange-traded options, and/or cash or cash equivalents. The Trust will provide investors with a percentage return equal to [ ]% of any percentage increase in the value of the Reference Asset, up to a maximum total return. Investors in the Trust may lose up to [ ]% of their investment.
Due to market instability, at the present time the Trust is not able to provide the maximum total return, leverage or maximum loss numbers in the registration statement.
Please feel free to call me at (212) 506-2321 with any questions.
Edward P. Bartz
U.S. Securities and Exchange Commission
March 18, 2020
Page 2
Sincerely,
/s/ Bradley Berman
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CORRESP
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filename1.htm
March 18, 2020
Via EDGAR and e-mail
Mayer
Brown LLP
1221
Avenue of the Americas
New York, New York 10020-1001
Main
Tel +1 212 506 2500
Main Fax +1 212 262 1910
www.mayerbrown.com
Bradley
W. Berman
Direct
Tel +1 212 506 2321
bberman@mayerbrown.com
Edward P. Bartz
Senior Counsel
United States Securities and Exchange Commission
Division of Investment Management
100 F Street, NE
Washington, D.C. 20549
Re: m+ funds Trust, Series 3-2
Registration Statement on Form S-6
Filed March 18, 2020
File Nos.: 333-[●] and 811-23503
Dear Mr. Bartz:
On behalf of our client, m+ funds Trust, we submitted to the Securities and
Exchange Commission on March 18, 2020 for filing the above-referenced registration statement for the m+ Growth [ ] Fund, m+ funds
Trust, Series 3-2 (the “Trust”), a series of the m+ funds Trust.
The reference asset for the Trust will be the SPDR® S&P
500® ETF (the “Reference Asset”). The Trust will invest in a portfolio of exchange-traded options, and/or
cash or cash equivalents. The Trust will provide investors with a percentage return equal to [ ]% of any percentage increase in
the value of the Reference Asset, up to a maximum total return. Investors in the Trust may lose up to [ ]% of their investment.
Due to market instability, at the present time the Trust is
not able to provide the maximum total return, leverage or maximum loss numbers in the registration statement.
Please feel free to call me at (212) 506-2321 with any questions.
Edward P. Bartz
U.S. Securities and Exchange Commission
March 18, 2020
Page 2
Sincerely,
/s/ Bradley Berman
Bradley Berman
cc: Oscar Loynaz
Steve Houston
Rep Poppell
Anna T. Pinedo
Mingli Wu